FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST Dated: November 1, 2021Agreement and Declaration of Trust • June 2nd, 2022 • First Trust Alternative Opportunities Fund
INVESTMENT MANAGEMENT AGREEMENT FIRST TRUST ALTERNATIVE OPPORTUNITIES FUNDInvestment Management Agreement • June 2nd, 2022 • First Trust Alternative Opportunities Fund • Delaware
AGREEMENT effective as of this 1st day of November, 2021, by and between First Trust Alternative Opportunities Fund, a Delaware statutory trust (the "Fund"), and First Trust Capital Management L.P., a Delaware limited partnership (the "Advisor").
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • June 2nd, 2022 • First Trust Alternative Opportunities Fund • Delaware
AGREEMENT, dated as of November 1, 2021 by and among First Trust Alternative Opportunities Fund (the “Fund”), First Trust Capital Management L.P. (the “Advisor”), and Angel Oak Capital Advisors, LLC (the “Sub-Adviser”).
Distribution AgreementDistribution Agreement • June 2nd, 2022 • First Trust Alternative Opportunities Fund • New York
This Distribution Agreement (this “Agreement”) is executed on this 1st day of November, 2021 by and among each of the Funds listed on Exhibit A attached hereto (each a “Fund”, and together, the “Funds”) and First Trust Portfolios L.P., an Illinois limited partnership (the “Distributor” and together with the Funds, each is a “Party” and collectively, the “Parties”).
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • June 2nd, 2022 • First Trust Alternative Opportunities Fund • Illinois
This FUND OF FUNDS INVESTMENT AGREEMENT (the “Agreement”), dated as of March 16, 2022, is between First Trust Alternative Opportunities Fund, a trust organized under the laws of Delaware (the “Acquiring Fund”), and Driehaus Event Driven Fund a series of the Driehaus Mutual Funds, a Delaware statutory trust (the “Acquired Fund” and, together with the Acquiring Fund, the “Funds”).
Fund of Funds Investment AgreementFund of Funds Investment Agreement • June 2nd, 2022 • First Trust Alternative Opportunities Fund • Maryland
This FUND OF FUNDS INVESTMENT AGREEMENT (the “Agreement”), dated as of March 2, 2022, is between The Glenmede Fund, Inc. (the “Company”), a Maryland corporation, on behalf of its separate series listed on Schedule A hereto (each, an “Acquired Fund”), severally and not jointly, and First Trust Alternative Opportunities Fund, a Delaware statutory trust (the “Acquiring Fund” and, together with the Acquired Fund, the “Funds”).
Closed-End Fund Distribution Services AgreementClosed-End Fund Distribution Services Agreement • June 2nd, 2022 • First Trust Alternative Opportunities Fund • Illinois
This Closed-End Fund Distribution Services Agreement (this “Agreement”) made as of November ___, 2021, by and between First Trust Capital Management L.P. (formerly Vivaldi Asset Management, LLC), a Delaware limited partnership (the “Adviser”), and First Trust Portfolios L.P., an Illinois limited liability company (the “Distributor”).
FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND AMENDED AND RESTATED BY-LAWSBy-Laws • June 2nd, 2022 • First Trust Alternative Opportunities Fund
These Amended and Restated By-laws (the “By-laws”) of First Trust Alternative Opportunities Fund (the “Trust”), a Dela ware statutory trust, a re subject to the Trust’s Amended and Restated Agreement and Declaration of Trust dated November 1, 2021, as from time to time amended, supplemented or restated (the “Trust Instrument”). Capitalized terms used herein, which are defined in the Trust Instrument, are used as therein defined.
EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENTExpense Limitation and Reimbursement Agreement • June 2nd, 2022 • First Trust Alternative Opportunities Fund • Delaware
AGREEMENT effective as of the 1st day of November 2021 by and among First Trust Alternative Opportunities Fund, a Delaware statutory trust (the “Fund”) and First Trust Capital Management L.P., a Delaware limited partnership (“the Investment Manager”).
