Standard Contracts
CLOSED-END FUND DISTRIBUTION SERVICES AGREEMENTClosed-End Fund Distribution Services Agreement • May 2nd, 2022 • DoubleLine Shiller CAPE Enhanced Income Fund • New York
THIS CLOSED-END FUND DISTRIBUTION SERVICES AGREEMENT (this “Agreement”) is made, as of March 24, 2022, by and between Vision 4 Fund Distributors, LLC (“Vision”) and DoubleLine Alternatives LP (the “Adviser”), relating to certain services to be provided by Vision to the Adviser with respect to a proposed closed-end investment company, to be registered and currently referred to as the DoubleLine Shiller CAPE® Enhanced Income Fund (the “Fund”).
AMENDED AND RESTATED CLOSED-END FUND DISTRIBUTION SERVICES AGREEMENTClosed-End Fund Distribution Services Agreement • June 25th, 2020 • Aberdeen Standard Global Infrastructure Income Fund • New York
THIS AMENDED AND RESTATED CLOSED-END FUND DISTRIBUTION SERVICES AGREEMENT (this “Agreement”) is made, as of June 17, 2020 (the “Effective Date”), by and between Vision 4 Fund Distributors, LLC (“Vision”) and Aberdeen Standard Investments Inc. (the “Adviser”), relating to certain services to be provided by Vision to the Adviser with respect to three separate proposed closed-end investment companies, (the “Funds”).
CLOSED-END FUND DISTRIBUTION SERVICES AGREEMENTClosed-End Fund Distribution Services Agreement • January 24th, 2022 • RiverNorth Managed Duration Municipal Income Fund II, Inc. • New York
THIS CLOSED-END FUND DISTRIBUTION SERVICES AGREEMENT (this “Agreement”) is made, as of December 15, 2021 (the “Effective Date”), by and between NYLIFE Distributors LLC (“Distributors”) and RiverNorth Capital Management, LLC (the “Adviser”), relating to certain services to be provided by Distributors to the Adviser with respect to a proposed closed-end investment company, currently named RiverNorth Managed Duration Municipal Income Fund II, Inc. (the “Fund”).
CLOSED-END FUND DISTRIBUTION SERVICES AGREEMENTClosed-End Fund Distribution Services Agreement • September 25th, 2017 • XAI Octagon Floating Rate & Alternative Income Term Trust • New York
THIS CLOSED-END FUND DISTRIBUTION SERVICES AGREEMENT (this “Agreement”) is made, as of September 1, 2017 (the “Effective Date”), by and among First Dominion Capital Corp. (“FDCC”), Vision 4 Fund Distributors, LLC (“Vision”) and XA Investments LLC (the “Adviser”), relating to certain services to be provided by FDCC and Vision to the Adviser with respect to a proposed closed-end investment company, currently referred to as XAI Octagon Floating Rate & Alternative Income Term Trust (the “Fund”).
CLOSED-END FUND DISTRIBUTION SERVICES AGREEMENTClosed-End Fund Distribution Services Agreement • October 22nd, 2018 • RiverNorth Opportunistic Municipal Income Fund, Inc. • New York
THIS CLOSED-END FUND DISTRIBUTION SERVICES AGREEMENT (this “Agreement”) is made, as of September ___, 2018 (the “Effective Date”), by and among First Dominion Capital Corp. (“FDCC”), Vision 4 Fund Distributors, LLC (“Vision”) and RiverNorth Capital Management, LLC (the “Adviser”), relating to certain services to be provided by FDCC and Vision to the Adviser with respect to a proposed closed-end investment company, currently referred to as RiverNorth Opportunistic Municipal Income Fund (the “Fund”).
Closed-End Fund Distribution Services AgreementClosed-End Fund Distribution Services Agreement • June 2nd, 2022 • First Trust Alternative Opportunities Fund • Illinois
This Closed-End Fund Distribution Services Agreement (this “Agreement”) made as of November ___, 2021, by and between First Trust Capital Management L.P. (formerly Vivaldi Asset Management, LLC), a Delaware limited partnership (the “Adviser”), and First Trust Portfolios L.P., an Illinois limited liability company (the “Distributor”).
CLOSED-END FUND DISTRIBUTION SERVICES AGREEMENTClosed-End Fund Distribution Services Agreement • February 22nd, 2021 • RiverNorth Flexible Municipal Income Fund II, Inc. • New York
THIS CLOSED-END FUND DISTRIBUTION SERVICES AGREEMENT (this “Agreement”) is made, as of January 11, 2021 (the “Effective Date”), by and between Vision 4 Fund Distributors, LLC (“Vision”) and RiverNorth Capital Management, LLC (the “Adviser”), relating to certain services to be provided by Vision to the Adviser with respect to a proposed closed-end investment company, currently named RiverNorth Flexible Municipal Income Fund II, Inc. (the “Fund”).
