CALAMOS INVESTMENT TRUST Eighteenth Amended and Restated Distribution AgreementDistribution Agreement • February 24th, 2023 • Calamos Investment Trust/Il • Illinois
This EIGHTEENTH AMENDED AND RESTATED DISTRIBUTION AGREEMENT (the “Agreement”) made as of March 23, 2022, between CALAMOS FINANCIAL SERVICES LLC, a limited liability company organized under the laws of the State of Delaware and having its principal office and place of business in Naperville, Illinois (the “Distributor”), and CALAMOS INVESTMENT TRUST, a Massachusetts business trust having its principal office and place of business in Naperville, Illinois (the “Trust”), which offers shares of beneficial interest in different series representing interests in different portfolios of assets (each series being referred to herein as a “Fund”).
SECOND AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • February 24th, 2023 • Calamos Investment Trust/Il • Wisconsin
THIS SECOND AMENDED AND RESTATED AGREEMENT (the “Agreement”) is made and entered into as of the last date in the signature block (“Effective Date”), by and among CALAMOS INVESTMENT TRUST (“CIT”), a Massachusetts business trust, CALAMOS ADVISORS TRUST (“CAT”), a Massachusetts business trust, CALAMOS ANTETOKOUNMPO SUSTAINABLE EQUITIES TRUST (“CASET”), a Delaware statutory trust (each a “Trust” and collectively the “Trusts”) acting for and on behalf of each series of the Trusts listed on Exhibit A hereto (as amended from time to time) (each a “Fund” and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
April 20, 2022 Calamos Funds Attention: Thomas Herman Dear Mr. Herman:Calamos Investment Trust/Il • February 24th, 2023
Pursuant to paragraph 39 of the General Terms and Conditions of the Agreement dated October 15, 2018, attached, each of EY and the Client agree to amend and modify Appendix II, a copy of which Appendix II is attached hereto and made part hereof, and to make certain corrections to such Agreement and its Terms and Conditions as is ancillary to the correction to Appendix II, effective as of the date hereof. Capitalized terms used herein shall have the meanings ascribed to them in the Agreement. The parties acknowledge that certain Statements of Work contemplated by and forming part of the Agreement, have previously been modified to include updated listing of the funds subject thereto. Except as otherwise set forth herein, the Agreement and General Terms and Conditions, remain in full force and effect. This amendment may be executed in counterparts, each of which shall be deemed to be an original, but all of which shall constitute one and the same amendment.
AMENDMENT TO ADMINISTRATION AGREEMENTAdministration Agreement • February 24th, 2023 • Calamos Investment Trust/Il
This Amendment to the Administration Agreement is made as of January 25, 2023 (the “Amendment”) by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Administrator”) and each registered management investment company identified on Schedule A hereto (each, a “Trust”). Capitalized terms used in this Amendment without definition shall have the respective meanings ascribed to such terms in the Agreement (as defined below).
RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • February 24th, 2023 • Calamos Investment Trust/Il
THIS AGREEMENT, dated as of January 19, 2022, among the Calamos Investment Trust, Calamos Long/Short Equity & Dynamic Income Trust, on behalf of themselves and their separate series listed on Schedule A (each, an "Investing Fund"), severally and not jointly, and the investment trusts listed on Schedule A, on behalf of themselves and their respective series also listed on Schedule A, severally and not jointly (each, a "Vanguard Fund" and together with the Investing Funds, the "Funds").
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • February 24th, 2023 • Calamos Investment Trust/Il • New York
This Fund of Funds Investment Agreement (this "Agreement"), dated as of January 19, 2022 (the "Effective Date"), is made among Calamos Investment Trust and Calamos Long/Short Equity & Dynamic Income Trust, (each referred to as a "Trust"), on behalf of itself or its series listed on Schedule A, severally and not jointly (each, the "Acquiring Fund"), and SPDR S&P 500 ETF Trust and SPDR Dow Jones Industrial Average ETF Trust, severally and not jointly (each, the "Acquired Fund" and together with the Acquiring Funds, the "Funds").
AMENDED AND RESTATED MANAGEMENT AGREEMENTManagement Agreement • February 24th, 2023 • Calamos Investment Trust/Il
THIS AMENDED AND RESTATED MANAGEMENT AGREEMENT (the “Agreement”) is made as of June 29th, 2022, between CALAMOS ADVISORS LLC, a Delaware limited liability company having its principal office and place of business in Naperville, Illinois (the “Manager”), and CALAMOS INVESTMENT TRUST, a Massachusetts business trust having its principal office and place of business in Naperville, Illinois (the “Trust”) and amends and restates the agreement between the Manager and the Trust, dated December 13, 2004.
FUND OF FUNDS INVESTMENT AGREEMENTFunds Investment Agreement • February 24th, 2023 • Calamos Investment Trust/Il • Massachusetts
This Fund of Funds Investment Agreement (this "Agreement"), dated as of January 19, 2022 (the "Effective Date"), is made among Calamos Investment Trust and Calamos Long/Short Equity & Dynamic Income Trust, on behalf of its or its series listed on Schedule A, severally and not jointly (each, the "Acquiring Fund"), and The Select Sector SPDR Trust, on behalf of each of its series listed on Schedule B, severally and not jointly (each, the "Acquired Fund" and together with the Acquiring Funds, the "Funds").
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • February 24th, 2023 • Calamos Investment Trust/Il • Massachusetts
This Fund of Funds Investment Agreement (this “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made among Calamos Investment Trust and Calamos Long/Short Equity & Dynamic Income Trust, on behalf of itself or its series listed on Schedule A, severally and not jointly (each, the “Acquiring Fund”), and SPDR Series Trust, SPDR Index Shares Funds and SSGA Active Trust (each, a “Trust”), each on behalf of their series listed on Schedule B, severally and not jointly (each, the “Acquired Fund” and together with the Acquiring Funds, the “Funds”).
BLACKROCK RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENTFunds Investment Agreement • February 24th, 2023 • Calamos Investment Trust/Il • Delaware
THIS FUND OF FUNDS INVESTMENT AGREEMENT (the "Agreement"), dated as of January 19, 2022 (the "Effective Date"), is made by and between each registered open-end investment company (each, a "Registrant"), on behalf of each portfolio series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no portfolio series, then the relevant Registrant (as applicable, each an "Acquiring Fund" or "Acquired Fund" pursuant to the applicable schedule), each severally and not jointly.
RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • February 24th, 2023 • Calamos Investment Trust/Il
THIS FUND OF FUNDS INVESTMENT AGREEMENT (the "Agreement"), dated as of January 19, 2022 ("Effective Date"), is made among Calamos Investment Trust and Calamos Long/Short Equity & Dynamic Income Trust, on behalf of itself or certain of its series listed in Schedule A, as may be amended from time to time, severally and not jointly (each, an "Acquiring Fund" and collectively and as applicable, the "Acquiring Funds") and The Bank of New York Mellon, solely in its capacity as Trustee and on behalf of the Invesco QQQ Trust, Series 1 (the "Acquired Fund" and together with the Acquiring Funds, the "Funds").
Calamos Investment Trust and Calamos Antetokounmpo Sustainable Equities Trust Administration Servicing AgreementAdministration Servicing Agreement • February 24th, 2023 • Calamos Investment Trust/Il
This is an amendment (the “Amendment”) to the Administration Servicing Agreement, dated September 21, 2000, by and between Calamos Investment Trust (“CIT”) and U.S. Bancorp Fund Services, LLC (“Fund Services”), (as amended, restated, modified or supplemented from time to time, collectively, the “Agreement”).
Calamos Funds Attention:Thomas E. HermanCalamos Investment Trust/Il • February 24th, 2023
RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • February 24th, 2023 • Calamos Investment Trust/Il
THIS FUND OF FUNDS INVESTMENT AGREEMENT (the “Agreement”), dated as of January 19, 2022 (“Effective Date”), is made among Calamos Investment Trust and Calamos Long/Short Equity & Dynamic Income Trust, on behalf of itself or certain of its series listed in Schedule A, as may be amended from time to time, severally and not jointly (each, an “Acquiring Fund”) and the Invesco Exchange-Traded Fund Trust, Invesco Exchange-Traded Fund Trust II, Invesco India Exchange-Traded Fund Trust, Invesco Actively Managed Exchange-Traded Trust, Invesco Actively Managed Exchange-Traded Commodity Fund Trust and Invesco Exchange-Traded Self-Indexed Fund Trust, on behalf of each of their series (except such series listed on Schedule B, as may be amended from time to time), severally and not jointly (each, an “Acquired Fund” and together with the Acquiring Funds, the “Funds”).
Calamos Advisors LLCCalamos Investment Trust/Il • February 24th, 2023
