SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • September 27th, 2023 • Neptune Wellness Solutions Inc. • Pharmaceutical preparations • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of September 21, 2023, between Neptune Wellness Solutions Inc., a corporation incorporated under the Business Corporations Act (Québec) (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
September 21, 2023 Neptune Wellness Solutions Inc.Placement Agent Agreement • September 27th, 2023 • Neptune Wellness Solutions Inc. • Pharmaceutical preparations • New York
COMMON SHARE PURCHASE WARRANT NEPTUNE WELLNESS SOLUTIONS INC.Common Share Purchase Warrant • September 27th, 2023 • Neptune Wellness Solutions Inc. • Pharmaceutical preparations • New York
THIS COMMON SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, [_________________] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on September __, 2028 (the “Termination Date”), but not thereafter, to subscribe for and purchase from Neptune Wellness Solutions Inc., a company incorporated under the law of the Province of Quebec (the “Company”), up to [______] common shares, without par value (the “Common Shares”) (as subject to adjustment hereunder, the “Warrant Shares”). This Warrant is one of the Warrants to purchase Common Shares (the “Warrants”) issued pursuant to the Purchase Agreement (as defined below).
PREFUNDED COMMON SHARE PURCHASE WARRANT NEPTUNE WELLNESS SOLUTIONS INC.Prefunded Common Share Purchase Warrant • September 27th, 2023 • Neptune Wellness Solutions Inc. • Pharmaceutical preparations • New York
THIS PREFUNDED COMMON SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, [_________________] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and until this Warrant is exercised in full (the “Termination Date”), but not thereafter, to subscribe for and purchase from Neptune Wellness Solutions Inc., a company incorporated under the law of the Province of Quebec (the “Company”), up to [______] common shares, without par value (the “Common Shares”) (as subject to adjustment hereunder, the “Warrant Shares”). This Warrant is one of the Prefunded Warrants to purchase Common Shares (the “Prefunded Warrants”) issued pursuant to the Purchase Agreement (as defined below).
NEPTUNE WELLNESS SOLUTIONS INC. AMENDMENT TO THE COMMON SHARE PURCHASE WARRANTSCommon Share Purchase Warrants • September 27th, 2023 • Neptune Wellness Solutions Inc. • Pharmaceutical preparations • New York
This Amendment to the Common Share Purchase Warrants (this “Amendment”) is entered into as of September 21, 2023, by and between Neptune Wellness Solutions Inc., a Quebec corporation (the “Company”), and [●] (the “Holder”).
