REDWOOD TRUST, INC. Underwriting AgreementUnderwriting Agreement • June 18th, 2024 • Redwood Trust Inc • Real estate investment trusts • New York
Contract Type FiledJune 18th, 2024 Company Industry JurisdictionRedwood Trust, Inc., a Maryland corporation (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom Morgan Stanley & Co. LLC, Goldman Sachs & Co. LLC, RBC Capital Markets, LLC, Wells Fargo Securities, LLC, Keefe, Bruyette & Woods, Inc. and Piper Sandler & Co. are acting as representatives (the “Representatives”), $85,000,000 principal amount of its 9.00% Senior Unsecured Notes due 2029 (the “Notes”) and, at the option of the Underwriters, up to an additional $12,750,000 principal amount of its 9.00% Senior Unsecured Notes due 2029 (the “Option Notes”). The Notes and the Option Notes are herein referred to as the “Securities.” The Securities will be issued pursuant to the provisions of a base indenture, dated March 6, 2013 (the “Base Indenture”), as supplemented by a fifth supplemental indenture to be dated as of June 18, 2024 (the “Fifth Supplemental Indenture” and, together with the Base Indenture, the “Indentu