EXHIBIT 10.13.3 CALIFORNIA V.P. EMPLOYMENT CONTRACT EMPLOYMENT AGREEMENT This Employment Agreement (hereinafter referred to as "Agreement") is entered into this 20th day of April, 2000, by Brett Nicholas (hereinafter referred to as "Executive") and...Employment Agreement • April 2nd, 2001 • Redwood Trust Inc • Real estate investment trusts • California
Contract Type FiledApril 2nd, 2001 Company Industry Jurisdiction
COMMON STOCKRedwood Trust Inc • January 24th, 1997 • Real estate investment trusts • California
Company FiledJanuary 24th, 1997 Industry Jurisdiction
EXHIBIT 10.11.1 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT ("Agreement"), effective as of the 7th day of April, 2003 (the "Effective Date"), is entered into by and between DOUGLAS B. HANSEN (the...Employment Agreement • May 15th, 2003 • Redwood Trust Inc • Real estate investment trusts • California
Contract Type FiledMay 15th, 2003 Company Industry Jurisdiction
TRUSTEE TRUST AGREEMENTTrust Agreement • August 13th, 1999 • Redwood Trust Inc • Real estate investment trusts • New York
Contract Type FiledAugust 13th, 1999 Company Industry Jurisdiction
FORM OF] INDEMNIFICATION AGREEMENTIndemnification Agreement • November 16th, 2009 • Redwood Trust Inc • Real estate investment trusts • Maryland
Contract Type FiledNovember 16th, 2009 Company Industry JurisdictionTHIS INDEMNIFICATION AGREEMENT ("Agreement") is made and entered into as of the _____ day of __________, 20____, by and between Redwood Trust, Inc., a Maryland corporation (the "Company"), and ________________________ ("Indemnitee").
EXHIBIT 10.10.1 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT ("Agreement"), effective as of the 7th day of April, 2003 (the "Effective Date"), is entered into by and between GEORGE E. BULL, III (the...Employment Agreement • May 15th, 2003 • Redwood Trust Inc • Real estate investment trusts • California
Contract Type FiledMay 15th, 2003 Company Industry Jurisdiction
EXHIBIT 10.33 LENDING AND CREDIT SUPPORT AGREEMENT Dated as of April 1, 1998Support Agreement • March 25th, 1999 • Redwood Trust Inc • Real estate investment trusts • California
Contract Type FiledMarch 25th, 1999 Company Industry Jurisdiction
Exhibit 10.18 INDEMNIFICATION AGREEMENT (OFFICER)Indemnification Agreement • November 14th, 2003 • Redwood Trust Inc • Real estate investment trusts • Maryland
Contract Type FiledNovember 14th, 2003 Company Industry Jurisdiction
AMENDED AND RESTATED TRUST AGREEMENT among REDWOOD TRUST, INC., as Depositor THE BANK OF NEW YORK TRUST COMPANY, NATIONAL ASSOCIATION, as Property Trustee THE BANK OF NEW YORK (DELAWARE), as Delaware Trustee and THE ADMINISTRATIVE TRUSTEES NAMED...Trust Agreement • December 12th, 2006 • Redwood Trust Inc • Real estate investment trusts • Delaware
Contract Type FiledDecember 12th, 2006 Company Industry JurisdictionThis Amended And Restated Trust Agreement, dated as of December 12, 2006, among (i) Redwood Trust, Inc., a Maryland corporation (including any successors or permitted assigns, the “Depositor”), (ii) The Bank of New York Trust Company, National Association, a national banking association, as property trustee (in such capacity, the“Property Trustee”), (iii) The Bank of New York (Delaware), a national banking association, as Delaware trustee (in such capacity, the “Delaware Trustee”), (iv) Martin S. Hughes, an individual, Harold F. Zagunis, an individual and Brett D. Nicholas, an individual, each of whose address is c/o Redwood Trust, Inc., One Belvedere Place, Suite 300, Mill Valley, California 94941, as administrative trustees (in such capacities, each an “Administrative Trustee” and, collectively, the “Administrative Trustees” and, together with the Property Trustee and the Delaware Trustee, the “Trustees”) and (v) the several Holders, as hereinafter defined.
JUNIOR SUBORDINATED INDENTURE between REDWOOD TRUST, INC. and THE BANK OF NEW YORK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee Dated as of December 12, 2006Redwood Trust Inc • December 12th, 2006 • Real estate investment trusts • New York
Company FiledDecember 12th, 2006 Industry JurisdictionJunior Subordinated Indenture, dated as of December 12, 2006, between Redwood Trust, Inc., a Maryland corporation (the “Company”), and The Bank of New York Trust Company, National Association, a national banking association, as Trustee (in such capacity, the “Trustee”).
REDWOOD TRUST, INC. as Issuer AND WILMINGTON TRUST, NATIONAL ASSOCIATION as Trustee Indenture Dated as of , 2019Indenture • May 9th, 2019 • Redwood Trust Inc • Real estate investment trusts • New York
Contract Type FiledMay 9th, 2019 Company Industry JurisdictionINDENTURE, dated as of , 2019, between REDWOOD TRUST, INC., a Maryland corporation (the “Company”), and WILMINGTON TRUST, NATIONAL ASSOCIATION, a national banking association, as trustee (the “Trustee”).
WITNESSETH:Voting Agreement • April 2nd, 2001 • Redwood Trust Inc • Real estate investment trusts • Maryland
Contract Type FiledApril 2nd, 2001 Company Industry Jurisdiction
Underwriting Agreement September 21, 2004Underwriting Agreement • September 23rd, 2004 • Redwood Trust Inc • Real estate investment trusts • New York
Contract Type FiledSeptember 23rd, 2004 Company Industry JurisdictionIn our examination, we have assumed the legal capacity of all natural persons, the genuineness of all signatures, the authenticity of all documents submitted to us as originals, the conformity to original documents of all documents submitted to us as certified, conformed or other copies, and the authenticity of the originals of such copies.
1 EXHIBIT 10.31 RWT HOLDINGS, INC. SERIES A PREFERRED STOCK PURCHASE AGREEMENTPreferred Stock Purchase Agreement • March 25th, 1999 • Redwood Trust Inc • Real estate investment trusts • California
Contract Type FiledMarch 25th, 1999 Company Industry Jurisdiction
THIRD AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • November 7th, 2023 • Redwood Trust Inc • Real estate investment trusts • California
Contract Type FiledNovember 7th, 2023 Company Industry Jurisdiction
PURCHASE AGREEMENT among REDWOOD TRUST, INC. REDWOOD CAPITAL TRUST I and BEAR, STEARNS & CO. INC. Dated as of December 12, 2006Purchase Agreement • December 12th, 2006 • Redwood Trust Inc • Real estate investment trusts • New York
Contract Type FiledDecember 12th, 2006 Company Industry JurisdictionIn rendering such opinions, such counsel may (A) state that its opinion is limited to the laws of the State of Delaware, (B) rely as to matters of fact, to the extent deemed proper, on certificates of responsible officers of the Company and public officials and (C) take customary assumptions and exceptions as to enforceability and other matters.
WITNESSETH:Voting Agreement • March 31st, 2003 • Redwood Trust Inc • Real estate investment trusts • Maryland
Contract Type FiledMarch 31st, 2003 Company Industry Jurisdiction
REDWOOD TRUST, INC. as Issuer AND WILMINGTON TRUST, NATIONAL ASSOCIATION as Trustee Indenture Dated as of , 2022Indenture • March 4th, 2022 • Redwood Trust Inc • Real estate investment trusts • New York
Contract Type FiledMarch 4th, 2022 Company Industry Jurisdiction
AMENDED AND RESTATED EMPLOYMENT AGREEMENTRelease Agreement • May 5th, 2009 • Redwood Trust Inc • Real estate investment trusts • California
Contract Type FiledMay 5th, 2009 Company Industry JurisdictionThis Amended and Restated Employment Agreement (“Agreement”), effective as of the 22nd day of February, 2005 (the “Effective Date”), and amended and restated as of the 31st day of March, 2009, is entered into by and between Harold F. Zagunis (the “Executive”) and Redwood Trust, Inc., a Maryland corporation (the “Company”).
NINTH AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • August 7th, 2024 • Redwood Trust Inc • Real estate investment trusts • California
Contract Type FiledAugust 7th, 2024 Company Industry JurisdictionWith respect to (i) equity-based or equity-related awards granted prior to November 6, 2020 and (ii) long-term incentive and/or retention compensation awards that are payable in cash granted prior to November 6, 2020, the following definition of Change of Control shall apply:
REDWOOD TRUST, INC. 12,500,000 Shares of Common Stock Underwriting AgreementUnderwriting Agreement • September 6th, 2019 • Redwood Trust Inc • Real estate investment trusts • New York
Contract Type FiledSeptember 6th, 2019 Company Industry JurisdictionRedwood Trust, Inc., a Maryland corporation (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom J.P. Morgan Securities LLC, Wells Fargo Securities, LLC, Goldman Sachs & Co. LLC and Credit Suisse Securities (USA) LLC are acting as representatives (the “Representatives”), an aggregate of 12,500,000 shares of common stock, par value $0.01 per share, of the Company (the “Underwritten Securities”) and, at the option of the Underwriters, up to an additional 1,875,000 shares of common stock, par value $0.01 per share, of the Company (the “Option Securities”). The Underwritten Securities and the Option Securities are herein referred to as the “Securities”. The shares of common stock, par value $0.01 per share, of the Company to be outstanding after giving effect to the sale of the Securities are referred to herein as the “Common Stock”.
COMMON STOCKUnderwriting Agreement • April 4th, 1997 • Redwood Trust Inc • Real estate investment trusts • New York
Contract Type FiledApril 4th, 1997 Company Industry Jurisdiction
REDWOOD TRUST, INC. [FORM OF] DEFERRED STOCK UNIT AWARD AGREEMENTDeferred Stock Unit Award Agreement • February 29th, 2024 • Redwood Trust Inc • Real estate investment trusts
Contract Type FiledFebruary 29th, 2024 Company IndustryDEFERRED STOCK UNIT AWARD AGREEMENT dated as of the [Date] day of [Month] [Year] (the “Award Agreement”), by and between Redwood Trust, Inc., a Maryland corporation (the “Company”), and [First Name] [Last Name], an Employee, Consultant or non-employee Director of the Company (the “Participant”). References to the Company herein shall include the subsidiaries and Affiliates (as defined in Exhibit A).
LEASELease • February 26th, 2021 • Redwood Trust Inc • Real estate investment trusts • California
Contract Type FiledFebruary 26th, 2021 Company Industry Jurisdictionlimited liability company, hereafter called “Landlord,” and REDWOOD TRUST, INC., a Maryland corporation hereafter called “Tenant.”
REDWOOD TRUST, INC. 23,000,000 Shares of Common Stock Underwriting AgreementRedwood Trust Inc • January 27th, 2009 • Real estate investment trusts • New York
Company FiledJanuary 27th, 2009 Industry JurisdictionRedwood Trust, Inc., a Maryland corporation (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representative (the “Representative”), an aggregate of 23,000,000 shares of common stock, par value $ 0.01 per share (the “Common Stock”), of the Company (the “Underwritten Shares”) and, at the option of the Underwriters, up to an additional 3,450,000 shares of Common Stock of the Company (the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares”. The shares of Common Stock of the Company to be outstanding after giving effect to the sale of the Shares are herein referred to as the “Stock”.
REDWOOD TRUST, INC. [FORM OF] PERFORMANCE STOCK UNIT AWARD AGREEMENTPerformance Stock Unit Award Agreement • December 15th, 2023 • Redwood Trust Inc • Real estate investment trusts
Contract Type FiledDecember 15th, 2023 Company IndustryPERFORMANCE STOCK UNIT AWARD AGREEMENT dated as of [insert date] (the “Award Agreement”), by and between Redwood Trust, Inc., a Maryland corporation (the “Company”), and [First Name] [Last Name], an Employee, Consultant or non-employee Director of the Company (the “Participant”). References to the Company herein shall include the subsidiaries and Affiliates (as defined in Exhibit B).
FIRST AMENDMENTPersonnel and Facilities Agreement • March 25th, 1999 • Redwood Trust Inc • Real estate investment trusts
Contract Type FiledMarch 25th, 1999 Company Industry
FORM OF] PERFORMANCE STOCK UNIT AWARD AGREEMENTPerformance Stock Unit Award Agreement • December 11th, 2012 • Redwood Trust Inc • Real estate investment trusts • Maryland
Contract Type FiledDecember 11th, 2012 Company Industry JurisdictionPERFORMANCE STOCK UNIT AWARD AGREEMENT dated as of the __ day of ________ 20__ (the “Award Agreement”), by and between Redwood Trust, Inc., a Maryland corporation (the “Company”), and______________, an employee of the Company (the “Participant”).
EMPLOYMENT AGREEMENTEmployment Agreement • January 4th, 2016 • Redwood Trust Inc • Real estate investment trusts • California
Contract Type FiledJanuary 4th, 2016 Company Industry JurisdictionThis Employment Agreement (“Agreement”), effective as of the first day of January, 2016 (the “Effective Date”), is entered into by and between Christopher J. Abate (the “Executive”) and Redwood Trust, Inc., a Maryland corporation (the “Company”).
BELVEDERE PLACE DATED AS OF JUNE 1, 2012 BETWEEN BENTLY HOLDINGS CALIFORNIA LP, AS LANDLORD, AND REDWOOD TRUST, INC., AS TENANT.Belvedere Place • November 3rd, 2011 • Redwood Trust Inc • Real estate investment trusts • California
Contract Type FiledNovember 3rd, 2011 Company Industry JurisdictionTHIS LEASE is entered into by and between Landlord and Tenant, as specified in the Basic Lease Information, which is incorporated herein by reference, as of the date shown in Paragraph 1 of the Basic Lease Information.
AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • February 24th, 2017 • Redwood Trust Inc • Real estate investment trusts • California
Contract Type FiledFebruary 24th, 2017 Company Industry JurisdictionThis Amended and Restated Employment Agreement (“Agreement”), effective as of February 22, 2017 (the “Effective Date”), is entered into by and between Martin S. Hughes (the “Executive”) and Redwood Trust, Inc., a Maryland corporation (the “Company”), and amends and restates in its entirety that certain Amended and Restated Employment Agreement by and between the Executive and the Company dated as of March 31, 2009 (as subsequently amended, the “Prior Agreement”).
REDWOOD TRUST, INC. Underwriting AgreementUnderwriting Agreement • January 22nd, 2024 • Redwood Trust Inc • Real estate investment trusts • New York
Contract Type FiledJanuary 22nd, 2024 Company Industry JurisdictionRedwood Trust, Inc., a Maryland corporation (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom Wells Fargo Securities, LLC, Morgan Stanley & Co. LLC, RBC Capital Markets, LLC, Goldman Sachs & Co. and Keefe, Bruyette & Woods, Inc. are acting as representatives (the “Representatives”), $60,000,000 principal amount of its 9.125% Senior Unsecured Notes due 2029 (the “Notes”). The Notes are herein referred to as the “Securities.” The Securities will be issued pursuant to the provisions of a base indenture, dated June 9, 2022 (the "Base Indenture"), as supplemented by a fourth supplemental indenture to be dated as of January 22, 2024 (the "Fourth Supplemental Indenture" and, together with the Base Indenture, the "Indenture"), each between the Company and Wilmington Trust, National Association, as trustee (the “Trustee”).
REDWOOD TRUST, INC. [FORM OF] RESTRICTED STOCK UNIT AWARD AGREEMENT (CASH- SETTLED)Restricted Stock Unit Award Agreement • February 29th, 2024 • Redwood Trust Inc • Real estate investment trusts
Contract Type FiledFebruary 29th, 2024 Company IndustryRESTRICTED STOCK UNIT AWARD AGREEMENT (CASH-SETTLED) dated as of the [Date] day of [Month] [Year] (the “Award Agreement”), by and between Redwood Trust, Inc., a Maryland corporation (the “Company”), and [First Name] [Last Name], an Employee, Consultant or non-employee Director of the Company (the “Participant”). References to the Company herein shall include the subsidiaries and Affiliates (as defined in Exhibit A).
AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • November 6th, 2015 • Redwood Trust Inc • Real estate investment trusts • California
Contract Type FiledNovember 6th, 2015 Company Industry JurisdictionTHIS SIXTH AMENDMENT TO EMPLOYMENT AGREEMENT (this “Agreement”), is entered into as of the 5th day of August 2015 (the “Effective Date”) by and between BRETT D. NICHOLAS (the “Executive”) and REDWOOD TRUST, INC., a Maryland Corporation (the “Company”).
REDWOOD TRUST, INC. [FORM OF] RESTRICTED STOCK UNIT AWARD AGREEMENTAward Agreement • February 29th, 2024 • Redwood Trust Inc • Real estate investment trusts
Contract Type FiledFebruary 29th, 2024 Company IndustryRESTRICTED STOCK UNIT AWARD AGREEMENT dated as of the [Date] day of [Month] [Year] (the “Award Agreement”), by and between Redwood Trust, Inc., a Maryland corporation (the “Company”), and [First Name] [Last Name], an Employee, Consultant or non-employee Director of the Company (the “Participant”). References to the Company herein shall include the subsidiaries and Affiliates (as defined in Exhibit A).