CUSTODY AGREEMENTCustody Agreement • June 19th, 2014 • Aspiration Funds • Minnesota
THIS AGREEMENT is made and entered into as of this 11th day of March, 2014, by and between ASPIRATION FUNDS, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
DISTRIBUTION AGREEMENTDistribution Agreement • June 19th, 2014 • Aspiration Funds • Ohio
This Agreement made as of June 19, 2014 by and between ASPIRATION FUNDS (the “Trust”), a Delaware statutory trust, and ULTIMUS FUND DISTRIBUTORS, LLC, an Ohio limited liability company (“Distributor”).
FUND ACCOUNTING AGREEMENTFund Accounting Agreement • June 19th, 2014 • Aspiration Funds • Ohio
THIS AGREEMENT is made as of this 19th day of June, 2014, by and between ASPIRATION FUNDS (the “Trust”), a Delaware statutory trust having its principal place of business at 188 West Northern Lights Boulevard, Suite 920, Anchorage, Alaska 99503, and ULTIMUS FUND SOLUTIONS, LLC (“Ultimus”), a limited liability company organized under the laws of the State of Ohio having its principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246.
TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENTTransfer Agent and Shareholder Services Agreement • June 19th, 2014 • Aspiration Funds • Ohio
THIS AGREEMENT is made as of this 19th day of June, 2014, by and between ASPIRATION FUNDS (the “Trust”), a Delaware statutory trust having its principal place of business at 118 West Northern Lights Boulevard, Suite 920, Anchorage, Alaska 99503, and ULTIMUS FUND SOLUTIONS, LLC (“Ultimus”), a limited liability company organized under the laws of the State of Ohio having its principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246.
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • June 19th, 2014 • Aspiration Funds
THIS AGREEMENT, dated as of June 19, 2014, is made and entered into by and between Aspiration Funds, a Delaware business trust (the "Trust"), on behalf of each of the investment series set forth on Schedule A attached hereto (each a “Fund(s)” and collectively the “Fund(s)s”); and Aspiration Fund Adviser, LLC, an investment adviser incorporated in the State of Delaware (the "Adviser").
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • June 19th, 2014 • Aspiration Funds • Delaware
AGREEMENT made this 19th day of June, 2014, between Aspiration Funds (the “Trust”), a Delaware statutory trust having its principal place of business at 188 West Northern Lights Boulevard, Suite 920, Anchorage, Alaska 99503, on behalf of the Fund(s) listed on Schedule A, and Aspiration Fund Adviser, LLC (the “Investment Adviser”), an investment adviser having its principal place of business at 9200 Sunset Boulevard, Los Angeles, California 90069.
ADMINISTRATION AND COMPLIANCE AGREEMENTAdministration and Compliance Agreement • June 19th, 2014 • Aspiration Funds • Ohio
THIS AGREEMENT is made as of this 19th day of June, 2014, by and between ASPIRATION FUNDS (the “Trust”), a Delaware statutory trust having its principal place of business at 118 West Northern Lights Boulevard, Suite 920, Anchorage, Alaska 99503, and ULTIMUS FUND SOLUTIONS, LLC (“Ultimus”), a limited liability company organized under the laws of the State of Ohio having its principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246.
ASPIRATION FUNDS AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST Dated May 12, 2014Agreement and Declaration of Trust • June 19th, 2014 • Aspiration Funds • Delaware
This AGREEMENT AND DECLARATION OF TRUST is made as of October 16, 2013, amended as of January 13, 2014, and amended and restated as of May 12, 2014, by the Trustees and shareholders, to establish a business trust for the investment and reinvestment of funds contributed to the Trust by investors. The Trustees declare that all money and property contributed to the Trust shall be held and managed in trust pursuant to this Amended and Restated Agreement and Declaration of Trust ("Trust Instrument"). The name of the Trust created by this Trust Instrument is Aspiration Funds.
SUB-INVESTMENT ADVISORY AGREEMENTSub-Investment Advisory Agreement • June 19th, 2014 • Aspiration Funds • Delaware
AGREEMENT made this 19th day of June, 2014, between Aspiration Fund Adviser, LLC (the “Investment Adviser”), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and Emerald Separate Account Management, LLC (the “Sub-Adviser”), a Delaware limited liability company registered as an investment adviser under the Advisers Act, with respect to the Aspiration Flagship Fund (the “Fund”), a series of Aspiration Funds (the “Trust”).
SUBSCRIPTION AGREEMENT Aspiration Funds Suite 920 Anchorage, Alaska 99503 Ladies and Gentlemen:Subscription Agreement • June 19th, 2014 • Aspiration Funds • Delaware
