BETWEENTransfer Agency and Service Agreement • May 31st, 2007 • Gabelli SRI Fund, Inc. • Massachusetts
DISTRIBUTION AGREEMENT FOR THE GABELLI SRI FUND, INC.Distribution Agreement • May 31st, 2007 • Gabelli SRI Fund, Inc. • New York
DISTRIBUTION AGREEMENT, dated May 15, 2007, between The Gabelli SRI Fund, Inc., a Maryland corporation (the “Fund”), and Gabelli & Company, Inc., a New York corporation (the “Distributor”). The Fund is registered as an investment company under the Investment Company Act of 1940, as amended (the "1940 Act"), and an indefinite number of shares (the “Shares”) of the Fund, par value $.001 per share (the “Shares”), have been registered under the Securities Act of 1933, as amended (the “1933 Act”) to be offered for sale to the public in a continuous public offering in accordance with terms and conditions set forth in the Prospectus and Statement of Additional Information (the “Prospectus”) of the Fund included in the Fund’s Registration Statement on Form N-1A as such documents may be amended from time to time.
MUTUAL FUND CUSTODY AND SERVICES AGREEMENTMutual Fund Custody and Services Agreement • May 31st, 2007 • Gabelli SRI Fund, Inc. • Massachusetts
THE GABELLI SRI FUND, INC. OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • May 31st, 2007 • Gabelli SRI Fund, Inc. • Maryland
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 15th day of May, 2007, by and between The Gabelli SRI Fund, Inc., a Maryland corporation (the “Fund”), on behalf of each of the Fund’s classes of shares listed on Appendix A (each, a “Class”), and the Fund’s investment adviser, Gabelli Funds, LLC (the “Adviser”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • May 31st, 2007 • Gabelli SRI Fund, Inc. • New York
INVESTMENT ADVISORY AGREEMENT, dated as of May 15, 2007, between The Gabelli SRI Fund, Inc. (the "Fund"), a Maryland corporation, and Gabelli Funds, LLC (the “Adviser”), a New York limited liability company.
