RAYMOND JAMES FINANCIAL, INC. UNDERWRITING AGREEMENTRaymond James Financial Inc • March 31st, 2020 • Security brokers, dealers & flotation companies • New York
Company FiledMarch 31st, 2020 Industry JurisdictionRaymond James Financial, Inc., a Florida corporation (the “Company”), proposes to issue and sell to the underwriters named in Schedule II hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), the principal amount of its securities identified in Schedule I hereto (the “Securities”). The Securities will be issued under an indenture dated as of August 10, 2009 (as amended or supplemented from time to time, the “Indenture”) between the Company and The Bank of New York Mellon Trust Co., N.A., as trustee (the “Trustee”). The Securities are described more fully in the Prospectus, referred to below. If the firm or firms listed in Schedule II hereto include only the firm or firms listed in Schedule I hereto, then the terms “Underwriters” and “Representatives,” as used herein, each shall be deemed to refer to such firm or firms.
SEVENTH SUPPLEMENTAL INDENTURE between RAYMOND JAMES FINANCIAL, INC. and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. Dated as of March 31, 2020Raymond James Financial Inc • March 31st, 2020 • Security brokers, dealers & flotation companies • New York
Company FiledMarch 31st, 2020 Industry JurisdictionTHIS SEVENTH SUPPLEMENTAL INDENTURE, dated as of March 31, 2020 (this “Seventh Supplemental Indenture”), between RAYMOND JAMES FINANCIAL, INC., a Florida corporation (the “Company”), and The Bank of New York Mellon Trust Company, N.A., as trustee (the “Trustee”), under an Indenture dated as of August 10, 2009, between the Company and the Trustee (the “Indenture”).