PRE-FUNDED COMMON STOCK PURCHASE WARRANT SEANERGY MARITIME HOLDINGS CORP.Seanergy Maritime Holdings Corp. • April 3rd, 2020 • Deep sea foreign transportation of freight • New York
Company FiledApril 3rd, 2020 Industry JurisdictionTHIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) until this Warrant is exercised in full (the “Termination Date”) but not thereafter, to subscribe for and purchase from Seanergy Maritime Holdings Corp., a Republic of the Marshall Islands corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
FORM OF CLASS D COMMON SHARE PURCHASE WARRANT SEANERGY MARITIME HOLDINGS CORP.Seanergy Maritime Holdings Corp. • April 3rd, 2020 • Deep sea foreign transportation of freight • New York
Company FiledApril 3rd, 2020 Industry JurisdictionTHIS COMMON SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the Issue Date and on or prior to 5:00 p.m. (New York City time) on April 2, 2025 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Seanergy Maritime Holdings Corp., a Marshall Islands corporation (the “Company”), up to ______ Common Shares (as subject to adjustment hereunder, the “Warrant Shares”). The purchase price of one Common Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant shall initially be issued and maintained in the form of a security held in book-entry form and the Depository Trust Company or its nominee (“DTC”) shall initially be the sole registered holder of this Warrant, subject to a Holder’s right to elect to receive a Warr
REPRESENTATIVE’S WARRANT SEANERGY MARITIME HOLDINGS CORP.Seanergy Maritime Holdings Corp. • April 3rd, 2020 • Deep sea foreign transportation of freight • New York
Company FiledApril 3rd, 2020 Industry JurisdictionTHIS REPRESENTATIVE’S WARRANT (the “Warrant”) certifies that, for value received, Maxim Group LLC or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date that is 180 days from the effective date of the Registration Statement (the “Initial Exercise Date”) and on or prior to the close of business on the three (3) year anniversary of the effective date of the Registration Statement (the “Termination Date”) but not thereafter, to subscribe for and purchase from Seanergy Maritime Holdings Corp., a Marshall Islands corporation (the “Company”), up to 1,764,500 Common Shares (as subject to adjustment hereunder, the “Warrant Shares”). The purchase price of one Warrant Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
SEANERGY MARITIME HOLDINGS CORP. and CONTINENTAL STOCK TRANSFER & TRUST COMPANY, as Warrant Agent Warrant Agency Agreement Dated as of April 2, 2020Warrant Agency Agreement • April 3rd, 2020 • Seanergy Maritime Holdings Corp. • Deep sea foreign transportation of freight • New York
Contract Type FiledApril 3rd, 2020 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of April 2, 2020 (“Agreement”), between Seanergy Maritime Holdings Corp., a corporation organized under the laws of the Republic of the Marshall Islands (the “Company”), and Continental Stock Transfer & Trust Company. (the “Warrant Agent”).