AMONGStock Purchase Agreement • October 10th, 2006 • National Investment Managers Inc. • Investment advice • New York
Contract Type FiledOctober 10th, 2006 Company Industry Jurisdiction
MANAGEMENT AGREEMENT THIS MANAGEMENT AGREEMENT (this "Agreement") made, entered into this 3rd day of October, 2006 (the "Effective Date"), by and between Nicholas J. Lamoriello and Stephen R. Zito, each an individual (hereinafter referred to...Management Agreement • October 10th, 2006 • National Investment Managers Inc. • Investment advice • New York
Contract Type FiledOctober 10th, 2006 Company Industry Jurisdiction
NATIONAL INVESTMENT MANAGERS INC. NONSTATUTORY STOCK OPTION AGREEMENT THIS STOCK OPTION AGREEMENT ("Agreement") is made and entered into as of October 3, 2006, by and between NATIONAL INVESTMENT MANAGERS INC., a Florida corporation (the "Company"),...Nonstatutory Stock Option Agreement • October 10th, 2006 • National Investment Managers Inc. • Investment advice • New York
Contract Type FiledOctober 10th, 2006 Company Industry Jurisdiction
ARTICLE I INTERPRETATIONEscrow Agreement • October 10th, 2006 • National Investment Managers Inc. • Investment advice • New York
Contract Type FiledOctober 10th, 2006 Company Industry Jurisdiction
JOINDER AGREEMENT ----------------- THIS JOINDER IN SUBSIDIARY GUARANTY, MASTER SECURITY AGREEMENT AND STOCK PLEDGE AGREEMENT (this "Joinder") is executed as of October 3, 2006 by Lamoriello & Co., Inc. a Rhode Island corporation ("Lamoriello"),...Joinder Agreement • October 10th, 2006 • National Investment Managers Inc. • Investment advice
Contract Type FiledOctober 10th, 2006 Company Industry
NON-COMPETITION, NON-DISCLOSURE AND NON-SOLICITATION AGREEMENTNon-Competition, Non-Disclosure and Non-Solicitation Agreement • October 10th, 2006 • National Investment Managers Inc. • Investment advice • New York
Contract Type FiledOctober 10th, 2006 Company Industry Jurisdiction
CROSS SALES AGREEMENT This Cross Sales Agreement (the "Agreement") is entered into this 3rd day of October 2006 (the "Effective Date"), by and among National Investment Managers Inc. (the "NIM") and THE LAMCO GROUP, INC. ("Seller"). W I T N E S S E T...Cross Sales Agreement • October 10th, 2006 • National Investment Managers Inc. • Investment advice • New York
Contract Type FiledOctober 10th, 2006 Company Industry Jurisdiction
TECHNOLOGY AGREEMENT This Technology Agreement (the "Agreement") is entered into this 3rd day of October 2006 (the "Effective Date"), by and among National Investment Managers Inc. (the "NIM") and THE LAMCO GROUP, INC. ("Seller"). W I T N E S S E T H:...Technology Agreement • October 10th, 2006 • National Investment Managers Inc. • Investment advice • New York
Contract Type FiledOctober 10th, 2006 Company Industry Jurisdiction