BERKSHIRE CAPITAL SECURITIES LLC OFFICE SERVICE AGREEMENTOffice Service Agreement • December 6th, 2006 • Highbury Financial Inc • Investment advice • Colorado
This Agreement is dated November 30, 2006 and is entered into between Berkshire Capital Securities LLC (“Berkshire Capital”) and Highbury Financial Inc. (“Highbury”). This Agreement replaces the Office Service Agreement entered into between Berkshire Capital and Highbury on December 21, 2005. All payments due to Berkshire Capital by Highbury under to the previous agreement shall become liabilities of Highbury to Berkshire Capital under this Agreement.
November 30, 2006Side Letter Agreement • December 6th, 2006 • Highbury Financial Inc • Investment advice • New York
Reference is made to that certain Asset Purchase Agreement (the “Purchase Agreement”), dated as of April 20, 2006 (the “Effective Date”), made by and among Highbury Financial Inc., a Delaware corporation, Aston Asset Management LLC, a Delaware limited liability company (collectively, the “Purchaser”), ABN AMRO Asset Management Holdings, Inc., a Delaware corporation , ABN AMRO Investment Fund Services, Inc., a Delaware corporation , ABN AMRO Asset Management, Inc., an Illinois corporation , Montag & Caldwell, Inc. (“Montag”), a Georgia corporation , Tamro Capital Partners LLC, a Delaware limited liability company , Veredus Asset Management LLC, a Kentucky limited liability company , and River Road Asset Management, LLC, a Delaware limited liability company. This letter agreement supersedes and replaces in its entirety the letter agreement, dated April 20, 2006, between Montag and the Purchaser, which shall be null and void and of no further legal effect following the execution and deliv
