ContractCommon Stock Purchase • March 22nd, 2007 • Thermoenergy Corp • Hazardous waste management • New York
THIS COMMON STOCK PURCHASE WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE TRANSFERRED IN VIOLATION OF SUCH ACT, THE RULES AND REGULATIONS THEREUNDER OR THE PROVISIONS OF THIS COMMON STOCK PURCHASE WARRANT.
ThermoEnergy Corporation Securities Purchase AgreementSecurities Purchase Agreement • March 22nd, 2007 • Thermoenergy Corp • Hazardous waste management • Arkansas
This Securities Purchase Agreement (this“Agreement”) is dated as of March 21, 2007, by and between ThermoEnergy Corporation, an Arkansas corporation (the“Company”), and Martin A. Roenigk (the“Investor”).
ContractThermoenergy Corp • March 22nd, 2007 • Hazardous waste management • Arkansas
THIS NOTE AND THE SHARES OF COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY STATE SECURITIES LAWS. NEITHER THIS NOTE NOR SUCH SHARES OF COMMON STOCK MAY BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER SUCH SECURITIES ACT AND ANY APPLICABLE STATE SECURITIES LAW OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE ISSUING CORPORATION THAT SUCH REGISTRATION IS NOT REQUIRED.
