DISTRIBUTION AGREEMENTDistribution Agreement • July 20th, 2007 • Heartland Group Inc • Colorado
DISTRIBUTION AGREEMENT (“Agreement”) dated as of July 12, 2007, between Heartland Group, Inc. (the “Fund”), an open-end, management investment company organized as a corporation under the laws of the State of Maryland, and ALPS Distributors, Inc., a Colorado corporation and a registered broker-dealer under the Securities Exchange Act of 1934, as amended (the “Distributor”).
SHAREHOLDER SERVICING AGREEMENTShareholder Servicing Agreement • July 20th, 2007 • Heartland Group Inc • Colorado
THIS SHAREHOLDER SERVING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“ADI”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and _________________________________________, a _______________________________ company having its principal place of business at______________________________, _________________, _______________(hereinafter “Servicer”).
BROKER DEALER SELLING AGREEMENTBroker Dealer • July 20th, 2007 • Heartland Group Inc • Colorado
THIS BROKER DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“ADI”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and____________________________________, a _________________________ company having its principal place of business ________________________________________________________ (hereinafter “Broker/Dealer”).
HEARTLAND GROUP, INC. AMENDED AND RESTATED RULE 12b-1 PLAN AND AGREEMENT (as of August 1, 2007)Plan and Agreement • July 20th, 2007 • Heartland Group Inc
Pursuant to the provisions of Rule 12b-1 under the Investment Company Act of 1940 (the "Act"), the Rule 12b-1 Plan and Agreement (the "Plan") of Heartland Group, Inc. ("HGI"), a Maryland corporation, adopted by a ma-jority of the directors of HGI, including a majority of the directors who are not "interested persons" of HGI (as defined in the Act) and who have no direct or indirect financial interest in the operation of the Plan or in any agreements related to the Plan (the "non-interested directors"), is hereby amended and restated as of the date set forth below. This Plan shall become effective with respect to each series or class (the "Fund") identified in Schedule A attached hereto on the date on which the registration of each such series or class becomes effective for such Fund or such other date indicated therein.
