AMENDED STEIN ROE RULE 12b-1 PLAN AND AGREEMENT Pursuant to the provisions of Rule 12b-1 under the Investment Company Act of 1940 (the ("Act"), this Rule 12b-1 Plan and Agreement, as amended (the "Plan") is hereby adopted by Stein Roe Advisor Trust...Rule 12b-1 Plan and Agreement • June 3rd, 1999 • Liberty Stein Roe Advisor Trust
STEIN ROE RULE 12b-1 PLAN AND AGREEMENTRule 12b-1 Plan and Agreement • February 11th, 1997 • Stein Roe Advisor Trust
WISCONSIN CAPITAL FUNDS, INC. Second Amended and Restated Rule 12b-1 Plan and Agreement (effective as of February 5, 2021)Rule 12b-1 Plan and Agreement • February 5th, 2021 • Wisconsin Capital Funds Inc
This Plan is effective with respect to each class of each series of WCF (each such series, a “Fund”) through Quasar Distributors, LLC (the “Distributor”) and relates to each class of each Fund identified in Schedule A on the date indicated therein.
STEIN ROE RULE 12b-1 PLAN AND AGREEMENTRule 12b-1 Plan and Agreement • August 15th, 1997 • Stein Roe Advisor Trust
WISCONSIN CAPITAL FUNDS, INC. AMENDED AND RESTATED RULE 12b-l PLAN AND AGREEMENT (EFFECTIVE AS OF AUGUST 1, 2020)Rule 12b-1 Plan and Agreement • July 30th, 2020 • Wisconsin Capital Funds Inc
This Plan is effective with respect to each class of each series of WCF (each such series, a "Fund") through Quasar Distributors, LLC (the "Distributor") and relates to each class of each Fund identified in Schedule A on the date indicated therein.
WISCONSIN CAPITAL FUNDS, INC. RULE 12b-1 PLAN AND AGREEMENT (as of May 21, 2007)Rule 12b-1 Plan and Agreement • May 23rd, 2007 • Wisconsin Capital Funds Inc
Pursuant to the provisions of Rule 12b-1 under the Investment Company Act of 1940, as amended (the “Act”), this Rule 12b-1 Plan and Agreement (the “Plan”) of Wisconsin Capital Funds, Inc. (“WCF”), a Maryland corporation, is hereby adopted as of May 21, 2007, by a majority of the directors of WCF, including a majority of the directors who are not “interested persons” of WCF (as defined in the Act) and who have no direct or indirect financial interest in the operation of the Plan or in any agreements related to the Plan (the “non-interested directors”). This Plan shall become effective with respect to each series of WCF (each a “Fund”) identified in Schedule A attached hereto on the date on which the registration of each such Fund becomes effective or such other date indicated therein.
HEARTLAND GROUP, INC. AMENDED AND RESTATED RULE 12b-1 PLAN AND AGREEMENT (effective as of May 1, 2017)Rule 12b-1 Plan and Agreement • April 27th, 2021 • Heartland Group Inc
Pursuant to the provisions of Rule 12b-1 under the Investment Company Act of 1940, as amended (the “Act”), the Amended and Restated Rule 12b-1 Plan and Agreement (the “Plan”) of Heartland Group, Inc. (“HGI”), a Maryland corporation, which was adopted by a majority of the directors of HGI, including a majority of the directors who are not “interested persons” of HGI (as defined in the Act) and who have no direct or indirect financial interest in the operation of the Plan or in any agreements related to the Plan (the “non-interested directors”), with respect to each series of HGI (each a “Fund” and collectively, the “Funds”), is hereby amended and restated to update the classes of the Funds noted in Schedule A hereto.
HEARTLAND GROUP, INC. AMENDED AND RESTATED RULE 12b-1 PLAN AND AGREEMENT (as revised August 26, 2014 and effective as of October 31, 2014)Rule 12b-1 Plan and Agreement • October 30th, 2014 • Heartland Group Inc
Pursuant to the provisions of Rule 12b-1 under the Investment Company Act of 1940, as amended (the "Act"), the Amended and Restated Rule 12b-1 Plan and Agreement, dated as of May 16, 2013 (the "Plan") of Heartland Group, Inc. ("HGI"), a Maryland corporation, which was adopted by a majority of the directors of HGI, including a majority of the directors who are not "interested persons" of HGI (as defined in the Act) and who have no direct or indirect financial interest in the operation of the Plan or in any agreements related to the Plan (the "non-interested directors"), with respect to each series of HGI (each a "Fund" and collectively, the "Funds"), is hereby amended and restated to add a series called the Heartland Mid Cap Value Fund as noted in Schedule A hereto. The Plan, as amended and restated herein, shall become effective with respect to the Heartland Mid Cap Value Fund on October 31, 2014.
HEARTLAND GROUP, INC. AMENDED AND RESTATED RULE 12b-1 PLAN AND AGREEMENT (as of August 1, 2007)Rule 12b-1 Plan and Agreement • July 20th, 2007 • Heartland Group Inc
Pursuant to the provisions of Rule 12b-1 under the Investment Company Act of 1940 (the "Act"), the Rule 12b-1 Plan and Agreement (the "Plan") of Heartland Group, Inc. ("HGI"), a Maryland corporation, adopted by a ma-jority of the directors of HGI, including a majority of the directors who are not "interested persons" of HGI (as defined in the Act) and who have no direct or indirect financial interest in the operation of the Plan or in any agreements related to the Plan (the "non-interested directors"), is hereby amended and restated as of the date set forth below. This Plan shall become effective with respect to each series or class (the "Fund") identified in Schedule A attached hereto on the date on which the registration of each such series or class becomes effective for such Fund or such other date indicated therein.
HEARTLAND GROUP, INC. AMENDED AND RESTATED RULE 12b-1 PLAN AND AGREEMENT (as revised February 28, 2008 and effective as of May 1, 2008)Rule 12b-1 Plan and Agreement • February 28th, 2008 • Heartland Group Inc
Pursuant to the provisions of Rule 12b-1 under the Investment Company Act of 1940, as amended (the “Act”), the Amended and Restated Rule 12b-1 Plan and Agreement, dated as of August 1, 2007 (the “Plan”) of Heartland Group, Inc. (“HGI”), a Maryland corporation, which was adopted by a majority of the directors of HGI, including a majority of the directors who are not “interested persons” of HGI (as defined in the Act) and who have no direct or indirect financial interest in the operation of the Plan or in any agreements related to the Plan (the “non-interested directors”), with respect to each series of HGI (each a “Fund” and collectively, the “Funds”), is hereby amended and restated to rename the existing class of shares of the Funds as “Investor Class” Shares and add “Institutional Class” Shares of the Funds to the Plan as set forth below. The Plan, as amended and restated herein, shall become effective with respect to each class of shares of each Fund identified in Schedule A attached
HEARTLAND GROUP, INC. FORM OF AMENDED AND RESTATED RULE 12b-1 PLAN AND AGREEMENT (effective as of ___________)Rule 12b-1 Plan and Agreement • April 28th, 2017 • Heartland Group Inc
Pursuant to the provisions of Rule 12b-1 under the Investment Company Act of 1940, as amended (the “Act”), the Amended and Restated Rule 12b-1 Plan and Agreement (the “Plan”) of Heartland Group, Inc. (“HGI”), a Maryland corporation, which was adopted by a majority of the directors of HGI, including a majority of the directors who are not “interested persons” of HGI (as defined in the Act) and who have no direct or indirect financial interest in the operation of the Plan or in any agreements related to the Plan (the “non-interested directors”), with respect to each series of HGI (each a “Fund” and collectively, the “Funds”), is hereby amended and restated to update the classes of the Funds noted in Schedule A hereto.
HEARTLAND GROUP, INC. AMENDED AND RESTATED RULE 12b-1 PLAN AND AGREEMENT (as revised May 16, 2013 and effective as of October 1, 2013)Rule 12b-1 Plan and Agreement • July 18th, 2013 • Heartland Group Inc
Pursuant to the provisions of Rule 12b-1 under the Investment Company Act of 1940, as amended (the "Act"), the Amended and Restated Rule 12b-1 Plan and Agreement, dated as of February 28, 2008 (the "Plan") of Heartland Group, Inc. ("HGI"), a Maryland corporation, which was adopted by a majority of the directors of HGI, including a majority of the directors who are not "interested persons" of HGI (as defined in the Act) and who have no direct or indirect financial interest in the operation of the Plan or in any agreements related to the Plan (the "non-interested directors"), with respect to each series of HGI (each a “Fund” and collectively, the “Funds”), is hereby amended and restated to add a series called the Heartland International Value Fund as noted in Schedule A hereto. The Plan, as amended and restated herein, shall become effective with respect to the Heartland International Value Fund on October 1, 2013.
