BERKSHIRE CAPITAL SECURITIES LLC OFFICE SERVICE AGREEMENTOffice Service Agreement • November 5th, 2007 • Highbury Financial Inc • Investment advice • Colorado
Contract Type FiledNovember 5th, 2007 Company Industry JurisdictionThis Agreement is dated October 31, 2007 and is entered into between Berkshire Capital Securities LLC (“Berkshire Capital”) and Highbury Financial Inc. (“Highbury”). This Agreement replaces the Office Service Agreement entered into between Berkshire Capital and Highbury on December 21, 2005 and amended on November 30, 2006. All payments due to Berkshire Capital by Highbury under to the previous agreements shall become liabilities of Highbury to Berkshire Capital under this Agreement.
FIRST AMENDMENT TO CREDIT AGREEMENTCredit Agreement • November 5th, 2007 • Highbury Financial Inc • Investment advice • California
Contract Type FiledNovember 5th, 2007 Company Industry JurisdictionThis First Amendment to Credit Agreement is entered into as of October 31, 2007, by and between Highbury Financial Inc., a Delaware corporation (“Borrower”) and City National Bank, a national banking association (“CNB”).