ContractCommon Stock Purchase Warrant • December 19th, 2007 • Thermoenergy Corp • Hazardous waste management • Delaware
Contract Type FiledDecember 19th, 2007 Company Industry JurisdictionTHIS COMMON STOCK PURCHASE WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE TRANSFERRED IN VIOLATION OF SUCH ACT, THE RULES AND REGULATIONS THEREUNDER OR THE PROVISIONS OF THIS COMMON STOCK PURCHASE WARRANT.
THERMOENERGY CORPORATION Securities Purchase AgreementSecurities Purchase Agreement • December 19th, 2007 • Thermoenergy Corp • Hazardous waste management • Delaware
Contract Type FiledDecember 19th, 2007 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of December 18, 2007, by and between ThermoEnergy Corporation, a Delaware corporation (the “Company”), and The Quercus Trust (the “Investor”).
Alex Fassbender c/o ThermoEnergy Corporation Little Rock, AR 72201Patent License Agreement • December 19th, 2007 • Thermoenergy Corp • Hazardous waste management
Contract Type FiledDecember 19th, 2007 Company IndustryReference is made to the patent license agreement between myself and ThermoEnergy Corporation (the “Company”) dated October 1, 2003 (the "Agreement"). As a direct inducement to Quercus Trust to invest at least $5 million in the Company, and in consideration of the personal benefit to me of such investment, I agree to the following modifications to the Agreement, to take effect upon the date of Quercus Trust's initial $5 million investment in the Company (which modifications shall be deemed to be an amendment to the Agreement and as to which Quercus Trust shall be an intended third party beneficiary):