PRESIDENT EMPLOYMENT AGREEMENTEmployment Agreement • January 3rd, 2008 • Thomas Weisel Partners Group, Inc. • Security brokers, dealers & flotation companies • California
This is your EMPLOYMENT AGREEMENT (this “Agreement”) with Thomas Weisel Partners Group, Inc., a Delaware corporation (“TWPG Inc.” and, together with its subsidiaries and affiliates and its and their respective predecessors and successors, the “Firm”). This Agreement sets forth the terms and conditions of your employment with the Firm.
FORM OF PLEDGE AGREEMENT dated as of September 30, 2007 by and among THOMAS WEISEL PARTNERS GROUP, INC., TWP HOLDINGS COMPANY (CANADA), ULC TWP ACQUISITION COMPANY (CANADA), INC., and THE INDIVIDUAL NAMED HEREINPledge Agreement • January 3rd, 2008 • Thomas Weisel Partners Group, Inc. • Security brokers, dealers & flotation companies • New York
PLEDGE AGREEMENT, dated as of September 30, 2007 (this “Agreement”), by and among Thomas Weisel Partners Group, Inc., a Delaware corporation (“TWPG Inc.”), on its behalf and on behalf of its subsidiaries and affiliates (collectively with TWPG Inc., and its and their predecessors and successors, the “Firm”), TWP Holdings Company (Canada), ULC, an unlimited liability company organized under the laws of the Province of Nova Scotia and a wholly-owned subsidiary of Parent (“CallRightCo”), TWP Acquisition Company (Canada), Inc., a corporation organized under the Ontario Business Corporations Act and a wholly-owned subsidiary of CallRightCo (“Canadian Sub”, and together with TWPG Inc. and CallRightCo, the “TWPG Pledgees”) and the individual whose name appears at the end of this Agreement (“Pledgor”).
WESTWIND CAPITAL CORPORATION SHAREHOLDERS’ EQUITY AGREEMENT dated as of September 30, 2007Shareholders’ Equity Agreement • January 3rd, 2008 • Thomas Weisel Partners Group, Inc. • Security brokers, dealers & flotation companies • New York
This WESTWIND CAPITAL CORPORATION SHAREHOLDERS’ EQUITY AGREEMENT (this “Agreement”), dated as of September 30, 2007 is entered into by and between Thomas Weisel Partners Group, Inc., a Delaware corporation (the “Company”) and the persons listed on the signature page hereof (each, a “Shareholder”). For the purposes of this Agreement, (i) “Shareholder” shall mean, if such person shall have “Transferred” any of his or her “Company Securities” to any of his or her respective “Permitted Transferees” (as such terms are defined below), such person and such Permitted Transferees, taken together, and any right, obligation or action that may be exercised or taken at the election of such person may be taken at the election of such person and such Permitted Transferees, and (ii) where any Shareholder is a corporation controlled by an individual that is employed by the Firm or a trust created for the benefit of such individual and/or his or her Family Member (as defined below), “Shareholder” shall
