0001144204-09-003315 Sample Contracts

ARRANGEMENT AGREEMENT among TAILWIND FINANCIAL INC. and AV ACQUISITION CORP. and ALLEN-VANGUARD CORPORATION Dated as of January 23, 2009

Arrangement Agreement • January 26th, 2009 • Tailwind Financial Inc. • Investment advice • Ontario

• Contract Type
  Arrangement Agreement
• Filed
  January 26th, 2009
• Company
  Tailwind Financial Inc.
• Industry
  Investment advice
• Jurisdiction
  Ontario

THIS ARRANGEMENT AGREEMENT (this “Agreement”) is made as of January 23, 2009 by and among Tailwind Financial Inc., a Delaware corporation (“Parent”), AV Acquisition Corp., a corporation incorporated under the Business Corporations Act (Ontario) and a wholly-owned subsidiary of Parent (“Purchaser”) and Allen-Vanguard Corporation, a corporation incorporated under the Business Corporations Act (Ontario) (the “Company”).