Blackhawk Capital Group BDC, Inc. Subscription Agreement and purchaser questionnaireSubscription Agreement • March 30th, 2009 • Blackhawk Capital Group BDC Inc • New York
THIS SUBSCRIPTION AGREEMENT, made as of this 5th day of February 2009, by and between Blackhawk Capital Group BDC, Inc., a Delaware corporation (the "Company"), with its address at 14 Wall Street, 11th Floor, New York, New York 10005, and EquitySmith, Inc., 760 Market Street, Suite 856, San Francisco, CA 94102 (the "Purchaser").
Exhibit No. 10.17Selling Agent Agreement • March 30th, 2009 • Blackhawk Capital Group BDC Inc
This letter agreement (the "Agreement") will confirm the engagement of Richard J. Kelly, an individual ("Selling Agent"), by Blackhawk Capital Group BDC, Inc., a Delaware corporation and a business development company registered under the Investment Company Act of 1940, as amended (the "Company"), as selling agent in connection with the Company’s offering of a maximum of $5 million in common stock of the Company ("Securities") to accredited investors (the "Offering") pursuant to Regulation E under the Securities Act of 1933, as amended ("Securities Act"). Your services under this Agreement are non-exclusive.
BLACKHAWK CAPITAL GROUP BDC INC. STOCK OPTION PLAN INCENTIVE STOCK OPTION AGREEMENTIncentive Stock Option Agreement • March 30th, 2009 • Blackhawk Capital Group BDC Inc
INCENTIVE STOCK OPTION AGREEMENT dated February 1, 2009, by and between Blackhawk Capital Group BDC Inc., a Delaware corporation having its principal place of business at 14 Wall Street, 11th Floor, New York, New York 10005 (the "Corporation"), and Craig A. Zabala, an individual with an address at 14 Wall Street, 11th Floor, New York, New York 10005 (the "Optionee").
Exhibit No. 10.3Placement Agent Agreement • March 30th, 2009 • Blackhawk Capital Group BDC Inc
This letter (the "Agreement") will confirm the engagement of John W. Loofbourrow Associates, Inc. ("Loofbourrow") by Blackhawk Capital Group BDC, Inc., a Delaware corporation and a business development company registered under the Investment Company Act of 1940, as amended (the "Company"), as placement agents in connection with the Company's Rule 506 offering under Regulation D under the Securities Act of 1933, as amended (the "Securities Act"), of up to $25 million in common stock ("Securities") to qualified institutional buyers ("QIBs") and "accredited investors" (as those terms are defined under the Securities Act) (the "Investors"). The Offering will be pursuant to a Confidential Private Placement Memorandum and a subscription agreement and purchaser questionnaire ("Subscription Agreement"). The maximum amount to be raised in the Offering is $25 million. The minimum amount is $3 million. The Company reserves the right to lower the minimum or increase the maximum at its sole discret
Exhibit No. 10.5Placement Agent Agreement • March 30th, 2009 • Blackhawk Capital Group BDC Inc
This letter (the "Agreement") will confirm the engagement of EquitySmith, Inc. ("ESI"), by Blackhawk Capital Group BDC, Inc., a Delaware corporation and a business development company registered under the Investment Company Act of 1940, as amended (the "Company"), as placement agent in connection with the Company's Rule 506 offering (“Offering”) under Regulation D under the Securities Act of 1933, as amended (the "Securities Act"), of up to $10 million in common stock ("Securities") to qualified institutional buyers ("QIBs") and "accredited investors" (as those terms are defined under the Securities Act) (the "Investors"). The Offering will be pursuant to a Confidential Private Placement Memorandum and a subscription agreement and purchaser questionnaire ("Subscription Agreement"). This Agreement is separate from the agreement executed January 16, 2009 (“Other Placement Agreement”) by the Company, ESI and John W. Loofbourrow Associates, Inc. (“JWL”) pertaining to the Company retaining
AMENDMENT NO. 1 TO INVESTMENT ADVISORY MANAGEMENT AGREEMENT BETWEEN BLACKHAWK CAPITAL GROUP BDC, INC. AND BARAK ASSET MANAGEMENT, LLCInvestment Advisory Management Agreement • March 30th, 2009 • Blackhawk Capital Group BDC Inc
Amendment No. 1 dated November 26, 2008 ("Amendment") to Investment Advisory Management Agreement dated October 31, 2006, by and between BLACKHAWK CAPITAL GROUP BDC, INC., a Delaware corporation (the "Corporation"), and BARAK ASSET MANAGEMENT, LLC., a Delaware limited liability corporation (the "Investment Manager" or "Adviser").
Exhibit No. 10.4Agreement • March 30th, 2009 • Blackhawk Capital Group BDC Inc
Exhibit No. 10.13 MACROMARKETS LLC Voting Capital Interests Purchase Agreement Dated as of January 12, 2009Voting Capital Interests Purchase Agreement • March 30th, 2009 • Blackhawk Capital Group BDC Inc • New York
This VOTING CAPITAL INTERESTS PURCHASE AGREEMENT (this “Agreement”), is made as of the 12th day of January, 2009, by and between MacroMarkets LLC, a Delaware limited liability company (the “Company”), and Blackhawk Capital Group BDC, Inc., (“Purchaser”), a Delaware corporation and a business development company registered under the Investment Company Act of 1940, as amended ("Investment Company Act"). Capitalized terms used herein shall have the meanings ascribed to such terms in Section 5.01 hereof.
Exhibit No. 10.10 EMPLOYMENT AGREEMENTEmployment Agreement • March 30th, 2009 • Blackhawk Capital Group BDC Inc
This EMPLOYMENT AGREEMENT (this "Agreement") is made and entered into as of this 30th day of January, 2009 by and between Blackhawk Capital Group BDC, Inc., a Delaware corporation (the "Company") and Craig A. Zabala ("Employee").
Exhibit No. 10.16Placement Agent Agreement • March 30th, 2009 • Blackhawk Capital Group BDC Inc
This letter (the “Agreement”) will confirm the engagement of John W. Loofbourrow Associates, Inc. (“Loofbourrow”), by Blackhawk Capital Group BDC, Inc., a Delaware corporation and a business development company registered under the Investment Company Act of 1940, as amended (the “Company”), as placement agent in connection with the Company’s Regulation E Offering (the "Offering") of $5 million in common stock (“Securities”) to qualified institutional buyers only (the "Investors"). The Offering will be pursuant to Forms 1-E and 1-E/A, which shall include the required Offering Circular for the Offering, filed with the SEC (collectively the "Form 1-E"). The maximum amount to be raised in the Offering is $5,000,000; there is no minimum offering amount. As of April 8, 2008, the Company has sold 698,112 shares of Common Stock in the Offering at $1.00 per share for gross proceeds of $698,112.
Exhibit No. 10.15Placement Agreement • March 30th, 2009 • Blackhawk Capital Group BDC Inc
Exhibit No. 10.6Placement Agent Agreement • March 30th, 2009 • Blackhawk Capital Group BDC Inc
This letter (the "Agreement") will confirm the engagement of John W. Loofbourrow Associates, Inc. ("Loofbourrow") and EquitySmith, Inc. ("ESI"), by Blackhawk Capital Group BDC, Inc., a Delaware corporation and a business development company registered under the Investment Company Act of 1940, as amended (the "Company"), as placement agents in connection with the Company's Rule 506 offering under Regulation D under the Securities Act of 1933, as amended (the "Securities Act"), of up to $10 million in common stock ("Securities") to qualified institutional buyers ("QIBs") and "accredited investors" (as those terms are defined under the Securities Act) (the "Investors"). The Offering will be pursuant to a Confidential Private Placement Memorandum and a subscription agreement and purchase questionnaire ("Subscription Agreement"). The maximum amount to be raised in the Offering is $10,000,000. The minimum amount is $3,000,000. The Company reserves the right to lower the minimum or increase t
