Underwriting AgreementUnderwriting Agreement • May 18th, 2009 • Duff & Phelps Corp • Finance services • New York
Duff & Phelps Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 7,000,000 shares and, at the election of the Underwriters, up to 1,050,000 additional shares of Class A common stock, par value $.01 (“Stock”) of the Company. The 7,000,000 shares to be sold by the Company are herein called the “Firm Shares” and the additional shares to be sold by the Company at the election of the Underwriters are herein called the “Optional Shares”. The Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 3 hereof being collectively called the “Shares”.
