Re: The LOAN AGREEMENT, as amended, restated, supplemented or otherwise modified hereby and from time to time in the future (the "Agreement"), originally dated as of October 1, 2004, by and between Thompson Plumb Funds, Inc., for the benefit of the...Loan Agreement • March 29th, 2011 • Thompson Plumb Funds Inc
This letter (the “Seventh Amendment”) when duly and validly executed by the Borrower shall amend the above referenced Agreement, effective as of November 15, 2010, such that:
Re: The LOAN AGREEMENT, as amended, restated, supplemented or otherwise modified hereby and from time to time in the future (the "Agreement"), originally dated as of October 1, 2004, by and between Thompson Plumb Funds, Inc., for the benefit of the...Loan Agreement • March 29th, 2011 • Thompson Plumb Funds Inc
This letter (the “Seventh Amendment”) when duly and validly executed by the Borrower shall amend the above referenced Agreement, effective as of November 15, 2010, such that:
SPECIAL CUSTODY and PLEDGE AGREEMENT (Short Sales and Options)Special Custody and Pledge Agreement • March 29th, 2011 • Thompson Plumb Funds Inc • New York
THIS SPECIAL CUSTODY AND PLEDGE AGREEMENT, (hereinafter the "Agreement") dated as of October 26, 2010 among the Thompson Plumb Funds, Inc., on behalf of the Thompson Plumb Growth Fund ("Customer"), Jefferies & Company, Inc., ("Broker"), Thompson Investment Management, Inc. ("Manager") and U.S. Bank, N.A., as Custodian hereunder ("Custodian").
Re: The LOAN AGREEMENT, as amended, restated, supplemented or otherwise modified hereby and from time to time in the future (the "Agreement"), originally dated as of April 25, 2008, by and between Thompson Plumb Funds, Inc., for the benefit of the...Loan Agreement • March 29th, 2011 • Thompson Plumb Funds Inc
This letter (the “Third Amendment”) when duly and validly executed by the Borrower shall amend the above referenced Agreement, effective as of November 15, 2010, such that:
THOMPSON PLUMB FUNDS, INC. AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • March 29th, 2011 • Thompson Plumb Funds Inc
THIS AMENDMENT dated as of the 12th day of August, 2010, to the Custody Agreement, dated as of July 31, 2005, as amended August 2, 2006, January 24, 2008 and July 30, 2009 (the "Agreement"), is entered into by and between Thompson Plumb Funds, Inc., a Wisconsin corporation (the "Corporation") and U.S. Bank, N.A., a national banking association (the "Custodian").
THOMPSON PLUMB FUNDS, INC. AMENDMENT TO THE DISTRIBUTION AGREEMENTDistribution Agreement • March 29th, 2011 • Thompson Plumb Funds Inc
THIS AMENDMENT dated as of the 12th day of August, 2010, to the Distribution Agreement, dated as of the 26th day of January, 2006, as amended March 21, 2007, January 24, 2008, July 31, 2008 and July 30, 2009 (the "Distribution Agreement"), is entered into by and among Thompson Plumb Funds, Inc. Inc., a Delaware corporation (the "Corporation"), Quasar Distributors, LLC, a Delaware limited liability company ("Distributor") and Thompson Investment Management, Inc., the investment advisor to the Corporation (the “Advisor”) is a party hereto with respect to Sections 5, 11 (B) and Exhibit B only.
