FORM OF ADMINISTRATION AGREEMENTAdministration Agreement • February 17th, 2012 • CION Investment Corp • Maryland
This Administration Agreement (this “Agreement”) is made as of 2012, by and between CĪON INVESTMENT CORPORATION, a Maryland corporation (hereinafter referred to as the “Company”), and ICON CAPITAL CORP., a Delaware corporation, (hereinafter referred to as the “Administrator”).
FORM OF INVESTMENT ADVISORY AGREEMENT BETWEEN CĪON INVESTMENT CORPORATION. AND CĪON INVESTMENT MANAGEMENT, LLCInvestment Advisory Agreement • February 17th, 2012 • CION Investment Corp • New York
This Investment Advisory Agreement (the “Agreement”) is made as of [ ], 2012, by and between CĪON INVESTMENT CORPORATION, a Maryland corporation (the “Company”), and CĪON INVESTMENT MANAGEMENT, LLC, a Delaware limited liability company (the “Adviser”).
CĪON INVESTMENT CORPORATION UP TO $1,000,000,000 IN SHARES OF COMMON STOCK, $0.001 PAR VALUE PER SHARE (a Maryland corporation) FORM OF DEALER-MANAGER AGREEMENTDealer-Manager Agreement • February 17th, 2012 • CION Investment Corp • New York
CĪON Investment Corporation, a Maryland corporation (the “Company”), has registered for public sale (the “Offering”) up to a maximum of $1,000,000,000 in shares of its common stock, $0.001 par value per share (the “Common Stock”), to be issued and sold to the public on a “best efforts” basis (the “Offered Shares”) through you as the dealer manager (the “Dealer Manager”) and the broker-dealers selected by you to participate and to whom you will provide sales support in the Offering (the “Selected Dealers”) at an initial offering price of $10.00 per share (subject in certain circumstances to discounts based upon the volume of shares purchased or other exceptions). Terms not otherwise defined herein shall have the same meaning as in the Prospectus, as that term is defined in Section 1.1 below.
CĪON INVESTMENT CORPORATION UP TO $1,000,000,000 IN SHARES OF COMMON STOCK, $0.001 PAR VALUE PER SHARE (a Maryland corporation) FORM OF SELECTED DEALER AGREEMENTSelected Dealer Agreement • February 17th, 2012 • CION Investment Corp • New York
ICON Securities Corp., d/b/a ICON Investments (the “Dealer Manager”), entered into an exclusive dealer manager agreement, dated as of _______ __, 2012 (the “Dealer Manager Agreement”), with CĪON Investment Corporation, a Maryland corporation, that intends to elect to be treated as a business development company under the Investment Company Act of 1940, as amended (the “Company”), and CĪON Investment Management, LLC, a Delaware limited liability company (the “Adviser”), pursuant to which the Dealer Manager agreed to use its best efforts to solicit subscriptions in connection with the public offering (the “Offering”) of up to $1,000,000,000 of shares of the Company’s common stock, par value $0.001 per share (the “Offered Shares”), on a continuous basis, for an initial purchase price of $10.00 per share (subject in certain circumstances to discounts based upon the volume of shares purchased and other exceptions), with a minimum initial investment of $5,000 in Offered Shares, commencing on
INVESTMENT SUB-ADVISORY AGREEMENT BY AND AMONG CĪON INVESTMENT MANAGEMENT, LLC, CĪON INVESTMENT CORPORATION AND APOLLO INVESTMENT MANAGEMENT, L.P.Investment Sub-Advisory Agreement • February 17th, 2012 • CION Investment Corp • New York
THIS INVESTMENT SUB-ADVISORY AGREEMENT (this “Agreement”) is made this [▪] day of [▪] 2012, by and among CĪON Investment Management, LLC, a Maryland limited liability company (the “Adviser”), CĪON Investment Corporation, a Maryland corporation (the “BDC”) and Apollo Investment Management, L.P., a Delaware limited partnership (the “Sub-Adviser”).
