SUB-ADVISORY AGREEMENTSub-Advisory Agreement • March 9th, 2012 • Exchange Traded Concepts Trust • Delaware
SUB-ADVISORY AGREEMENT (the “Agreement”) made as of this 7th day of March, 2012 by and between Exchange Traded Concepts, LLC, an Oklahoma limited liability company, with its principal place of business at 3555 NW 58th Street, Suite 410, Oklahoma City, Oklahoma 73112 (the “Adviser”) and Yorkville ETF Advisors, LLC, a Delaware limited liability company with its principal place of business at 950 Third Avenue, 23rd Floor, New York, New York 10022 (the “Sub-Adviser”), with respect to each series of the Trust identified on Schedule A to this Agreement (each a “Fund” and collectively, the “Funds”).
amended and restated DISTRIBUTION AGREEMENTDistribution Agreement • March 9th, 2012 • Exchange Traded Concepts Trust • Delaware
THIS AMENDED AND RESTATED DISTRIBUTION AGREEMENT (the “Agreement’) is made as of this 10th day of November, 2011 between Exchange Traded Concepts Trust (formerly FaithShares Trust and Veritas Funds, Inc.) (the “Trust”), a Delaware statutory trust and SEI Investments Distribution Co. (the “Distributor”), a Pennsylvania corporation.
AMENDED AND RESTATED ADMINISTRATION AGREEMENTAdministration Agreement • March 9th, 2012 • Exchange Traded Concepts Trust • Delaware
THIS AMENDED AND RESTATED ADMINISTRATION AGREEMENT (this “Agreement”) is made as of the 10th day of November, 2011 (the “Effective Date”), by and between Exchange Traded Concepts Trust (formerly FaithShares Trust, FaithShares, Inc. and Veritas Funds, Inc.) (the “Trust”), and SEI Investments Global Funds Services, a statutory trust formed under the laws of the State of Delaware (the “Administrator”).
AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • March 9th, 2012 • Exchange Traded Concepts Trust • Pennsylvania
This Authorized Participant Agreement (this “Agreement”) is entered into as of this ___ day of __________ 20__ (the “Effective Date”), by and between _____________________ (the “Participant”) and SEI Investments Distribution Co. (together with its affiliates, the “Distributor”), principal underwriter of Exchange Traded Concepts Trust (the “Trust”), and is subject to acceptance by the Trust and each transfer agent to an investment portfolio of the Trust (each, a “Series”). Capitalized terms used herein and not otherwise defined have the meaning assigned to them in SECTION 14 of this Agreement.
THIS AGREEMENT IS TO BE ONLY USED FOR THE PROVISION OF AGENCY SERVICES TO A UNITED STATES EXCHANGE-TRADED FUND ETF Agency Services Agreement – US December 2010 versionAgency Services Agreement • March 9th, 2012 • Exchange Traded Concepts Trust • New York
THIS AGENCY SERVICES AGREEMENT made as of the 2nd day of March, 2012 by and between Exchange Traded Concepts Funds a Delaware statutory trust and registered open-end investment company under the Investment Company Act of 1940, as amended (the “1940 Act”), with offices at 3555 NW 58th Street, Suite 410, Oklahoma City, OK 73112 (the “Trust”) and JPMORGAN CHASE BANK, N.A. a national banking association with a place of business at 4 New York Plaza, New York, New York 10004 (“J.P. Morgan”).
amended and restated SERVICES AGREEMENTAmended and Restated Services Agreement • March 9th, 2012 • Exchange Traded Concepts Trust • Delaware
THIS AMENDED AND RESTATED SERVICES AGREEMENT (this “Agreement”) is made as of this 10th day of November, 2011 (“Effective Date”) by and between Exchange Traded Concepts, LLC (formerly FaithShares Advisors, LLC and Veritas Funds Advisors, LLC) (“Advisor”), a limited liability company organized under the laws of Oklahoma, and SEI Investments Distribution Co., a corporation organized under the laws of the Commonwealth of Pennsylvania (“SIDCO”).
