30,000,000 HORIZON TECHNOLOGY FINANCE CORPORATION 7.375% Senior Notes due 2019 UNDERWRITING AGREEMENTInvestment Management Agreement • March 22nd, 2012 • Horizon Technology Finance Corp • New York
Horizon Technology Finance Corporation, a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”), for whom Stifel, Nicolaus & Company, Incorporated (“Stifel”) is acting as representative (in such capacity, the “Representative”), hereto severally proposes to sell to the several Underwriters, $30,000,000 aggregate principal amount of 7.375% Senior Notes due 2019 (the “Senior Notes”).
