15,000,000 Shares Warrants to Purchase 15,000,000 Shares NEOSTEM, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • March 29th, 2012 • NeoStem, Inc. • Services-misc health & allied services, nec • New York
Contract Type FiledMarch 29th, 2012 Company Industry Jurisdiction
COMMON STOCK PURCHASE WARRANT NEOSTEM, INC.Common Stock Purchase Warrant • March 29th, 2012 • NeoStem, Inc. • Services-misc health & allied services, nec • New York
Contract Type FiledMarch 29th, 2012 Company Industry JurisdictionTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time after October ___, 2012 (the “Initial Exercise Date”) (or such earlier date hereafter designated by the Company) and on or prior to the close of business on April __, 2017 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Neostem, Inc., a Delaware corporation (the “Company”), up to _____________________________ (_______) shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is the Warrant to purchase Common Stock issued pursuant to the prospectus supplement dated March ___, 2012 and accompanying prospectus (collectively, the “Prospec