HEARTLAND GROUP, INC. ACKNOWLEDGEMENT OF CHANGE OF CONTROAL AND ASSIGNMENT OF SERVICE AGREEMENTSAgency and Services Agreement • April 30th, 2012 • Heartland Group Inc
This Acknowledgement of Change of Control and Assignment of Service Agreements is made this 1st day of November, 2011, between Heartland Group, Inc., a Maryland corporation (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“AFSI”).
Exhibit (h.15): Securities Lending Agency Agreement between Heartland Group, Inc. and Brown Brothers Harriman & Co.Securities Lending Agency Agreement • April 30th, 2012 • Heartland Group Inc • New York
SECURITIES LENDING AGENCY AGREEMENT dated as of November 30, 2011 among Heartland Group, Inc., a registered investment company organized under the laws of Maryland (“Heartland Group”), and Brown Brothers Harriman & Co., a New York limited partnership with an office in Boston, Massachusetts ("BBH&Co."), as acknowledged and agreed by Heartland Advisors Inc., investment advisor to the Funds (defined below).
Exhibit (e.5): Amendment to the Distribution Fee Letter Agreement between Heartland Group, Inc., Heartland Advisors, Inc., and ALPS Distributors, Inc. Nov. 1, 2011 Heartland Group, Inc. Milwaukee, WI 53202 Heartland Advisors, Inc. Milwaukee, WI 53202...Letter Agreement • April 30th, 2012 • Heartland Group Inc • Colorado
This Distribution Fee Letter Agreement (the “Agreement”) made this 1st day of Nov., 2011, by and among Heartland Group, Inc. (the “Fund”), a registered open-end management investment company organized as a Maryland Corporation offering a number of portfolios of securities (each a “Portfolio” and collectively, the “Portfolios”), Heartland Advisors, Inc., a Wisconsin corporation (the “Advisor”) and ALPS Distributors, Inc., a Colorado corporation (the “Distributor”).
DISTRIBUTION AGREEMENTDistribution Agreement • April 30th, 2012 • Heartland Group Inc • Colorado
Distribution Agreement (the “Agreement”) made this 1st day of November, 2011, by and between Heartland Group, Inc., a Maryland corporation (the “Fund”), and ALPS Distributors, Inc., a Colorado corporation (the “Distributor”).
