SECURITIES EXCHANGE AGREEMENTSecurities Exchange Agreement • November 2nd, 2012 • Compliance Systems Corp • Communications services, nec • New York
Contract Type FiledNovember 2nd, 2012 Company Industry JurisdictionThis Securities Exchange Agreement, dated as of June 7 2012 (this “Agreement”), is by and between Compliance Systems Corporation, a Nevada corporation with its principal place of business at 780 New York Avenue - Suite A, Huntington, New York 11743 (“CSC”), and RDRD II Holding LLC, a Delaware limited liability company with its principal address at 220 West 42nd Street - 6th Floor, New York, New York 10036 (“RDRD”).
AMENDMENT TO SECURITIES EXCHANGE AGREEMENTSecurities Exchange Agreement • November 2nd, 2012 • Compliance Systems Corp • Communications services, nec
Contract Type FiledNovember 2nd, 2012 Company IndustryThis Amendment to Securities Exchange Agreement, dated as of October 29, 2012 (this “Amendment”), is by and between Compliance Systems Corporation, a Nevada corporation with its principal place of business at 780 New York Avenue - Suite A, Huntington, New York 11743 (“CSC”), and RDRD II Holding LLC, a Delaware limited liability company with its principal address at 220 West 42nd Street - 6th Floor, New York, New York 10036 (“RDRD”).