EXHIBIT 1Securities Exchange Agreement • January 2nd, 2008 • Henderson J Sherman Iii • Non-operating establishments • Kentucky
Contract Type FiledJanuary 2nd, 2008 Company Industry Jurisdiction
SECURITIES EXCHANGE AGREEMENTSecurities Exchange Agreement • May 29th, 2009 • Sparking Events, Inc. • Services-amusement & recreation services • Nevada
Contract Type FiledMay 29th, 2009 Company Industry JurisdictionTHIS SECURITIES EXCHANGE AGREEMENT (hereinafter referred to as the “Agreement”), is entered into as of this 1st day of April, 2009 (the “Closing Date”), by and among A-PLUS INTERNATIONAL, LTD., a Nevada limited liability company (“A-Plus”), Xodtec Technology Co., Ltd, a company organized under the laws of the Republic of China (“Xodtec”) and all of the equity holders of Xodtec set forth on the signature page hereof (the “Xodtec Shareholders”) collectively referred to as the “Parties” and individually as a “Party.”)
ANTIGENICS INC. SECURITIES EXCHANGE AGREEMENTSecurities Exchange Agreement • March 16th, 2011 • Agenus Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledMarch 16th, 2011 Company Industry JurisdictionThis Securities Exchange Agreement (this “Agreement”) is made as of December 28, 2010 by and between ANTIGENICS INC., a Delaware corporation (the “Company”), and INGALLS & SNYDER VALUE PARTNERS L.P. (the “Bond Holder”),
SECURITIES EXCHANGE AGREEMENTSecurities Exchange Agreement • August 6th, 2010 • GeoPharma, Inc. • Pharmaceutical preparations • New York
Contract Type FiledAugust 6th, 2010 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of August 2, 2010, between GeoPharma, Inc., a Florida corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
EX-10.2 4 d296933dex102.htm EX-10.2 SECURITIES EXCHANGE AGREEMENTSecurities Exchange Agreement • May 5th, 2020 • New York
Contract Type FiledMay 5th, 2020 JurisdictionThis Securities Exchange Agreement (this “Agreement”) is dated as of November 28, 2016, between Stemcells, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
SECURITIES EXCHANGE AGREEMENTSecurities Exchange Agreement • April 1st, 2019 • Findex Com Inc • Coating, engraving & allied services • Florida
Contract Type FiledApril 1st, 2019 Company Industry JurisdictionThis Securities Exchange Agreement (this “Agreement”) is made this 24th day of December, 2018 by and between Findex.com, Inc., a Nevada corporation with its principal place of business located at 1313 South Killian Drive, Lake Park, FL 33403 (“FIND”) and John Wachtel, an individual residing at 2350 NE 13th Street, Pompano Beach, FL 33062 (“Wachtel”) (FIND and Wachtel may also hereinafter be referred to individually as a “Party” or jointly as the “Parties”).
SECURITIES EXCHANGE AGREEMENTSecurities Exchange Agreement • May 16th, 2019 • TimefireVR Inc. • Services-prepackaged software • Nevada
Contract Type FiledMay 16th, 2019 Company Industry JurisdictionThis SECURITIES EXCHANGE AGREEMENT (the “Agreement”) is entered into as of this 13th day of May, 2019 (the “Effective Date”) by and between the party on the signature page to this Agreement (the “Investor”), and TimefireVR, Inc., a Nevada corporation (“Timefire” or the “Company”) (collectively, the Investor and Timefire are the “Parties”).
SECURITIES EXCHANGE AGREEMENTSecurities Exchange Agreement • August 21st, 2008 • GDBA Investments LLLP • Real estate • Colorado
Contract Type FiledAugust 21st, 2008 Company Industry JurisdictionThis SECURITIES EXCHANGE AGREEMENT (this “Agreement”), is entered into as of June 30, 2008, by and between ACROSS AMERICA REAL ESTATE CORP., a Colorado corporation (the “Company”) and GDBA INVESTMENTS, LLLP, a Colorado limited liability partnership (“GDBA” or the “Buyer”).
SECURITIES EXCHANGE AGREEMENT SECURITIES EXCHANGE AGREEMENT (the "Agreement"), dated as of June 28, 2002 by and among Cambex Corporation, a Massachusetts corporation, with headquarters located at 360 Second Avenue, Waltham, Massachusetts 02451 (the...Securities Exchange Agreement • August 19th, 2002 • Cambex Corp • Computer storage devices • Massachusetts
Contract Type FiledAugust 19th, 2002 Company Industry Jurisdiction
SECURITIES EXCHANGE AGREEMENTSecurities Exchange Agreement • November 7th, 2006 • Feng Fei • Primary production of aluminum • California
Contract Type FiledNovember 7th, 2006 Company Industry JurisdictionThis Securities Exchange Agreement (the “Agreement”) is entered into as of September 6, 2006 by and among Apex Capital Group Inc., a Wyoming corporation (“Issuer”), Dempsey Mork, the controlling shareholder of Issuer (“Issuer Shareholder”), Elwin Group Limited, a British Virgin Islands corporation (the “Company”), and the shareholders of Company (“Company Shareholders”).
SECURITIES EXCHANGE AGREEMENTSecurities Exchange Agreement • March 4th, 2016 • Box Ships Inc. • Deep sea foreign transportation of freight • New York
Contract Type FiledMarch 4th, 2016 Company Industry JurisdictionThis SECURITIES EXCHANGE AGREEMENT (the “Agreement”), dated as of March 3, 2016, by and between Box Ships, Inc., a Marshall Islands corporation, with headquarters located at 15 Karamanli Ave., GR 166 73, Voula, Greece (the “Company”), and MAGNA EQUITIES I, LLC, a New York corporation, with its address at 40 Wall Street, New York, New York 10005 (the “Buyer”).
SECURITIES EXCHANGE AGREEMENTSecurities Exchange Agreement • August 29th, 2022 • British Columbia
Contract Type FiledAugust 29th, 2022 JurisdictionPI FINANCIAL CORP., a corporation existing under the laws of British Columbia, solely for purposes of Section 2.4 and Article 10
SECURITIES EXCHANGE AGREEMENTSecurities Exchange Agreement • July 27th, 2021 • Gme Innotainment, Inc. • Commercial printing • Florida
Contract Type FiledJuly 27th, 2021 Company Industry JurisdictionThis Securities Exchange Agreement (this "Agreement") is dated as of October 16, 2019, by and among the shareholders of Foundation Farms Corp., representing 100 percent of the outstanding shares, thereof (collectively the "Seller"), Foundation Farms Corp., a British Columbia, Canada corporation (the "Company"), and GME Innotainment, Inc. (the "Purchaser").
SECURITIES EXCHANGE AGREEMENTSecurities Exchange Agreement • June 17th, 2016 • MGT Capital Investments Inc • Patent owners & lessors • New York
Contract Type FiledJune 17th, 2016 Company Industry JurisdictionTHIS SECURITIES EXCHANGE AGREEMENT (this “Agreement”) is dated June 14, 2016, by and between FUNCTION (X) INC. , a Delaware corporation formerly known as DraftDay Fantasy Sports, Inc. and formerly known asw Viggle, Inc. (the “Company”), MGT Sports, Inc., a Delaware corporation partnership (“MGT Sports”) and MGT Capital Investments, Inc., a Delaware corporation and the parent corporation of MGT Sports (“Parent,” and collectively with the Company and MGT Sports, the “Parties”).
SECURITIES EXCHANGE AGREEMENTSecurities Exchange Agreement • July 7th, 2011 • Cyalume Technologies Holdings, Inc. • Electric lighting & wiring equipment • New York
Contract Type FiledJuly 7th, 2011 Company Industry JurisdictionThis Securities Exchange Agreement (this “Agreement”) is dated as of July 7, 2011, between Cyalume Technologies Holdings, Inc., a Delaware corporation (the “Company”) and Winston J. Churchill (“Holder”).
SECURITIES EXCHANGE AGREEMENTSecurities Exchange Agreement • February 8th, 2024 • AgEagle Aerial Systems Inc. • Aircraft • New York
Contract Type FiledFebruary 8th, 2024 Company Industry JurisdictionThis Securities Exchange Agreement (this “Agreement”) is dated as of February 8, 2024, between AgEagle Aerial Systems, Inc., a Nevada corporation, (the “Company”), and the Holder identified on the signature page hereto (including its successors and permitted assigns, the “Holder”).
SECURITIES EXCHANGE AGREEMENTSecurities Exchange Agreement • February 10th, 2020 • Gme Innotainment, Inc. • Commercial printing • New York
Contract Type FiledFebruary 10th, 2020 Company Industry JurisdictionThis Securities Exchange Agreement (this "Agreement") is dated as of September 25, 2017, by and among PureSafe Water Systems, Inc. (the "Seller"), GME Innotainment, Inc. (the "Purchaser"), and Sustainable Resources Corporation, a Delaware corporation (the "Company").
SECURITIES EXCHANGE AGREEMENTSecurities Exchange Agreement • June 26th, 2014 • Beta Music Group, Inc. • Phonograph records & prerecorded audio tapes & disks • Florida
Contract Type FiledJune 26th, 2014 Company Industry JurisdictionSECURITIES EXCHANGE AGREEMENT (“this Agreement”) dated as of October 31, 2013 by and between BETA MUSIC GROUP, INC., a Florida corporation (“BETA ”), and the individuals whose names appear on the signature page hereof, each being a shareholder (the “Shareholders”) of USAVE Acquisitions, Inc., a Florida corporation, (“USAVE”).
Certain information in this document indicated with “[*]” has been omitted from this exhibit because it is both (i) not material and (ii) would be competitively harmful if publicly disclosed. SECURITIES EXCHANGE AGREEMENTSecurities Exchange Agreement • November 28th, 2023 • Velo3D, Inc. • Special industry machinery, nec • Delaware
Contract Type FiledNovember 28th, 2023 Company Industry JurisdictionThis SECURITIES EXCHANGE AGREEMENT (the “Agreement”), dated as of November 27, 2023, is by and among Velo3D, Inc., a Delaware corporation with offices located at 511 Division Street, Campbell, CA 95008 (the “Company”), and each of the investors listed on the Schedule of Holders attached hereto (individually, a “Holder” and collectively, the “Holders”).
SECURITIES EXCHANGE AGREEMENTSecurities Exchange Agreement • June 29th, 2016 • Nutritional High International Inc • Pharmaceutical preparations
Contract Type FiledJune 29th, 2016 Company IndustryWHEREAS, on the terms and subject to the conditions hereinafter set forth, on the Closing Date (as defined below) all of the holders of common shares of NHL (the "Shareholders") shall exchange 100% of their common shares of NHL for the Consideration Shares (as defined below);
ARTICLE ISecurities Exchange Agreement • September 16th, 2003 • Navidec Inc • Services-computer integrated systems design • Arizona
Contract Type FiledSeptember 16th, 2003 Company Industry Jurisdiction
SECURITIES EXCHANGE AGREEMENTSecurities Exchange Agreement • November 30th, 2018 • Iconic Brands, Inc. • Beverages • Nevada
Contract Type FiledNovember 30th, 2018 Company Industry JurisdictionThis Securities Exchange Agreement (this “Agreement”) is dated as of May 15, 2015, by and among the members of BiVi LLC, Nevada limited liability company (the “Company”) (collectively referred to as the Seller”), and Iconic Brands, Inc. (“Iconic”).
SECURITIES EXCHANGE AGREEMENT by and among Puyi Inc. and Dated as of December 27, 2023Securities Exchange Agreement • December 27th, 2023 • Puyi, Inc. • Investment advice • New York
Contract Type FiledDecember 27th, 2023 Company Industry JurisdictionThis SECURITIES EXCHANGE AGREEMENT, dated as of December 27, 2023 (this “Agreement”), is by and among Puyi Inc., a Cayman Islands exempted company (“Puyi”), and certain shareholders of Fanhua Inc., a Cayman Islands exempted company (“Fanhua”), as set forth in Schedule I to this Agreement (together, the “Fanhua Parties”). Puyi, and each of the Fanhua Parties are referred to in this Agreement collectively as the “Parties” and individually as a “Party.”
SECURITIES EXCHANGE AGREEMENTSecurities Exchange Agreement • October 18th, 2016 • Meridian Waste Solutions, Inc. • Sanitary services • New York
Contract Type FiledOctober 18th, 2016 Company Industry JurisdictionThis Securities Exchange Agreement (this “Agreement”) is dated as of October 13, 2016 by and between Meridian Waste Solutions, Inc., a New York corporation (the “Company”), and that certain investor listed on the signature page attached hereto (the “Investor”).
EXHIBIT 10.17 SECURITIES EXCHANGE AGREEMENT THIS SECURITIES EXCHANGE AGREEMENT, dated March 3, 2004 (this "Agreement"), is entered into by and between BIO-KEY INTERNATIONAL, INC., a Minnesota corporation with headquarters located at 1285 Corporate...Securities Exchange Agreement • March 26th, 2004 • Bio Key International Inc • Computer communications equipment • New York
Contract Type FiledMarch 26th, 2004 Company Industry Jurisdiction
SECURITIES EXCHANGE AGREEMENTSecurities Exchange Agreement • August 29th, 2007 • Jmar Technologies Inc • Measuring & controlling devices, nec • New York
Contract Type FiledAugust 29th, 2007 Company Industry JurisdictionThis Securities Exchange Agreement (“Agreement”) is made and entered into as of April 23, 2007 between JMAR Technologies, Inc., a Delaware corporation (the “Company”), and Laurus Master Fund, Ltd., a Cayman Islands company (“Laurus”).
SECURITIES EXCHANGE AGREEMENTSecurities Exchange Agreement • June 7th, 2013 • PAWS Pet Company, Inc. • Air transportation, scheduled • Florida
Contract Type FiledJune 7th, 2013 Company Industry JurisdictionTHIS SECURITIES EXCHANGE AGREEMENT (“Agreement”) is made effective this 7th day of May, 2013 between Fantasy Funding, Inc., an Colorado corporation (“FFI”) and The PAWS Pet Company, Inc., an Illinois corporation (the “Corporation” or “PAWS”), on the other hand.
SECURITIES EXCHANGE AGREEMENTSecurities Exchange Agreement • August 23rd, 2018 • Ontario
Contract Type FiledAugust 23rd, 2018 JurisdictionEACH OF the shareholders, optionholders, debentureholders, noteholders and warrantholders of Aura, as set out in Schedule A attached hereto;
SECURITIES EXCHANGE AGREEMENTSecurities Exchange Agreement • June 9th, 2021 • British Columbia
Contract Type FiledJune 9th, 2021 Jurisdiction1014379 B.C. LTD., a corporation existing under the laws of British Columbia, and having its head office located at Suite 810 - 789 West Pender Street, Vancouver, British Columbia V6C1H2
SECURITIES EXCHANGE AGREEMENTSecurities Exchange Agreement • August 11th, 2017 • ADVANCED MEDICAL ISOTOPE Corp • Surgical & medical instruments & apparatus • New York
Contract Type FiledAugust 11th, 2017 Company Industry JurisdictionThis Securities Exchange Agreement (this “Agreement”) is dated as of May ___, 2017, between Advanced Medical Isotope Corporation, a Delaware corporation (the “Company”), and ________________ (“Holder”).
EXHIBIT 2.1Securities Exchange Agreement • February 25th, 2002 • Chell Group Corp • Cable & other pay television services • New York
Contract Type FiledFebruary 25th, 2002 Company Industry Jurisdiction
Securities Exchange Agreement between American International Group, Inc. and United States Department of the TreasurySecurities Exchange Agreement • September 29th, 2023
Contract Type FiledSeptember 29th, 2023This resource is brought to you for free and open access by the Yale Program on Financial Stability and EliScholar, a digital platform for scholarly publishing provided by Yale University Library.
SECURITIES EXCHANGE AGREEMENT BY AND AMONG ARMEAU BRANDS, INC., and THE MEMBERS OF 271 LAKE DAVIS HOLDINGS, LLC D/B/A SANSAL Dated as of September 27, 2017 SECURITIES EXCHANGE AGREEMENTSecurities Exchange Agreement • May 5th, 2020 • Florida
Contract Type FiledMay 5th, 2020 JurisdictionThis SECURITIES EXCHANGE AGREEMENT (the “Agreement”), dated as of the 27th day of September, 2017, is made by and among ARMEAU BRANDS, INC., a Nevada corporation (“ARMEAU”), 271 LAKE DAVIS HOLDINGS, LLC D/B/A SANSAL, a Delaware limited liability company (“SANSAL”) and the members of SANSAL listed on Exhibit A hereto (each a “Member,” and collectively, the “Members”). ARMEAU, SANSAL and the Members are referred to herein individually, as a “Party” and collectively, as the “Parties.”
AMENDED AND RESTATED SECURITIES EXCHANGE AGREEMENTSecurities Exchange Agreement • November 5th, 2021 • INX LTD • Security & commodity brokers, dealers, exchanges & services • British Columbia
Contract Type FiledNovember 5th, 2021 Company Industry JurisdictionPI FINANCIAL CORP., a corporation existing under the laws of British Columbia, solely for purposes of Section 2.4 and Article 10
SECURITIES EXCHANGE AGREEMENTSecurities Exchange Agreement • April 22nd, 2008 • Worldtime Investment Advisors LTD • Miscellaneous manufacturing industries • Florida
Contract Type FiledApril 22nd, 2008 Company Industry Jurisdiction