UP TO $250,000,000 IN CLASS A AND CLASS I SHARES OF ICON ECI FUND SIXTEEN (a Delaware statutory trust) FORM OF DEALER-MANAGER AGREEMENTDealer-Manager Agreement • November 26th, 2012 • ICON ECI Fund Sixteen • New York
ICON ECI Fund Sixteen, a statutory trust organized under Chapter 38 of Title 12 of the Delaware Code (the “Company”), has registered for public sale (the “Offering”) up to a maximum of $250,000,000 in two classes of shares, Class A shares and Class I shares (collectively, the “Shares”), to be issued and sold to the public on a “best efforts” basis (the “Offered Shares”) through you as the dealer manager (the “Dealer Manager”) and the broker-dealers and registered investment advisers selected by you to participate and to whom you will provide sales support in the Offering (collectively, the “Selected Dealers”) at an initial offering price of $1,000.00 per share in the primary offering or $920.00 per share issued pursuant to the Company’s distribution reinvestment plan (subject to different sales commissions and ongoing fees and expenses and, in certain circumstances, to discounts based upon the volume of shares purchased or other exceptions). The Company may, at any time prior to the tw
UP TO $250,000,000 IN CLASS A AND CLASS I SHARES OF ICON ECI FUND SIXTEEN (a Delaware statutory trust) FORM OF SELECTED DEALER AGREEMENTSelected Dealer Agreement • November 26th, 2012 • ICON ECI Fund Sixteen • New York
ICON Securities Corp. (the “Dealer Manager”) entered into an exclusive dealer manager agreement, dated as of _______ __, 2012 (the “Dealer Manager Agreement”), with ICON ECI Fund Sixteen, a statutory trust organized under Chapter 38 of Title 12 of the Delaware Code (the “Company”), pursuant to which the Dealer Manager agreed to use its best efforts to solicit subscriptions in connection with the public offering (the “Offering”) of up to $250,000,000 of two classes of the Company’s shares, Class A shares and Class I shares (collectively, the “Offered Shares”), on a continuous basis, for an initial purchase price of $1,000.00 per share in the primary offering or $920.00 per share issued pursuant to the Company’s distribution reinvestment plan (subject to different sales commissions and ongoing fees and expenses and, in certain circumstances, to discounts based upon the volume of shares purchased or other exceptions), with a minimum initial investment of $5,000 for Class A shares and $500
FORM OF ESCROW AGREEMENTEscrow Agreement • November 26th, 2012 • ICON ECI Fund Sixteen • New York
This Escrow Agreement (this “Agreement”) made and entered into as of this [__]th day of [_____], 201[_] by and among ICON ECI Fund Sixteen, a Delaware statutory trust (the “Company”), UMB Bank, N.A., as escrow agent, a national banking association organized and existing under the laws of the United States of America (the “Escrow Agent”), and ICON Securities Corp., a Delaware corporation (the “Dealer Manager”), for itself and for and on behalf of its selected dealers (the “Selected Dealers”).
FORM OF INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • November 26th, 2012 • ICON ECI Fund Sixteen • New York
THIS INVESTMENT MANAGEMENT AGREEMENT, dated as of the _____th day of __________, 201__ (this “Agreement”) by and between ICON ECI FUND SIXTEEN, a Delaware statutory trust (“Fund Sixteen”) and ICON CAPITAL CORP., a Delaware corporation (the “Investment Manager”). All capitalized terms used, but not defined, herein shall have the meanings ascribed to them in the Amended and Restated Trust Agreement of Fund Sixteen dated as of _______________, 201__, as amended from time to time (the “Trust Agreement”).
