UNDERWRITING AGREEMENT between NORTHWEST BIOTHERAPEUTICS, INC. and AEGIS CAPITAL CORP., as Representative of the Several Underwriters NORTHWEST BIOTHERAPEUTICS, INC.Underwriting Agreement • December 4th, 2012 • Northwest Biotherapeutics Inc • Pharmaceutical preparations • New York
The undersigned, Northwest Biotherapeutics, Inc., a corporation formed under the laws of the State of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (as hereinafter defined) as being subsidiaries or affiliates of Northwest Biotherapeutics, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with Aegis Capital Corp. (hereinafter referred to as “you” (including its correlatives) or the “Representative”) and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
NORTHWEST BIOTHERAPEUTICS, INC. WARRANT AGENCY AGREEMENTWarrant Agency Agreement • December 4th, 2012 • Northwest Biotherapeutics Inc • Pharmaceutical preparations • New York
WARRANT AGENCY AGREEMENT made as of December ___, 2012 (the “Issuance Date”), between Northwest Biotherapeutics, Inc., a Delaware corporation, with offices at 4800 Montgomery Lane, Suite 800, Bethesda, MD 20814 (“Company”), and Computershare Trust Company, N.A., with offices at ____________ (“Warrant Agent”).
