CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • January 18th, 2013 • Krane Shares Trust • New York
THIS AGREEMENT, dated as of December 12, 2012, between KraneShares Trust (the Fund, including its separate series, the Portfolios), an open-end management investment company organized under the laws of the State of Delaware and registered with the Commission under the Investment Company Act of 1940 (the 1940 Act), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or, when referring to BBH&Co. in its capacity as custodian, the Custodian, and when referring to BBH&Co. in its capacity as transfer agent, TA).
ADMINISTRATION AGREEMENTAdministration Agreement • January 18th, 2013 • Krane Shares Trust • New York
THIS ADMINISTRATION AGREEMENT (this “Agreement”) is made as of the 18th day of December, 2012 (the “Effective Date”), by and between KraneShares Trust (the “Trust”), Krane Funds Advisors, LLC (the “Adviser”) solely in respect of the rights and obligations set forth in Section 8 of this Agreement, and SEI Investments Global Funds Services, a statutory trust formed under the laws of the State of Delaware (the “Administrator”).
AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • January 18th, 2013 • Krane Shares Trust • Pennsylvania
This Authorized Participant Agreement (this “Agreement”) is entered into as of this ___ day of __________ 20__ (the “Effective Date”), by and between _____________________ (the “Participant”) and SEI Investments Distribution Co. (together with its affiliates, the “Distributor”), principal underwriter of [Trust Name] (the “Trust”), and is subject to acceptance by the Trust and [Transfer Agent Name] as transfer agent (the “Transfer Agent”) to each investment portfolio of the Trust (each, a “Series”). Capitalized terms used herein and not otherwise defined have the meaning assigned to them in SECTION 14 of this Agreement.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • January 18th, 2013 • Krane Shares Trust • Delaware
This Investment Advisory Agreement (“Agreement”) is made this November 8, 2012, by and between KraneShares Trust (the “Trust”), a Delaware statutory trust, and Krane Funds Advisors, LLC, a Delaware limited liability company (the “Adviser”).
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • January 18th, 2013 • Krane Shares Trust
THIS AGREEMENT, made on December 12, 2012 by and between Krane Funds Advisors, LLC, a Delaware limited liability company (the “Adviser”), and Index Management Solutions, LLC, a Pennsylvania limited liability company (the “Sub-Adviser”).
DISTRIBUTION AGREEMENTDistribution Agreement • January 18th, 2013 • Krane Shares Trust • New York
THIS DISTRIBUTION AGREEMENT (this “Agreement’) is made as of this 18th day of December, 2012, by and between KraneShares Trust (the “Trust”), a Delaware statutory trust, and SEI Investments Distribution Co. (the “Distributor”), a Pennsylvania corporation.
COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • January 18th, 2013 • Krane Shares Trust • New York
AGREEMENT dated as of October 1, 2012 (the “Effective Date”) by and between the KraneShares Trust (the “Trust”), a Delaware statutory trust, and Cipperman Compliance Services, LLC (“CCS”), a Pennsylvania limited liability company.
