7,055,000 Units TranSwitch Corporation Underwriting AgreementUnderwriting Agreement • March 28th, 2013 • Transwitch Corp /De • Semiconductors & related devices • New York
Contract Type FiledMarch 28th, 2013 Company Industry JurisdictionTranSwitch Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriter or underwriters, as the case may be, named in Schedule I hereto (each, an “Underwriter” and, collectively, the “Underwriters;” in the event that only a sole Underwriter is named on Schedule I hereto, then all references to “Underwriters” shall be deemed to mean and refer to such sole Underwriter), for whom Maxim Group LLC (“Maxim”) is acting as the representative (the “Representative”), an aggregate of 7,055,000 units (the “Firm Units”) of the Company’s securities, and, at the election of the Underwriters, up to 1,245,000 additional units (the “Optional Units”) of the Company’s securities (the Firm Units and the Optional Units that the Underwriters elect to purchase pursuant to Section 2 hereof are herein collectively called the “Units”). Each Unit consists of one share of the Company’s common stock, par value $0.001 per share