CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • May 3rd, 2013 • Cambria ETF Trust • New York
THIS AGREEMENT, dated as of April 3, 2013, between Cambria ETF Trust (the Fund, including its separate series, the Portfolios), an open-end management investment company organized under the laws of the State of Delaware and registered with the Commission under the Investment Company Act of 1940 (the 1940 Act), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or, when referring to BBH&Co. in its capacity as custodian, the Custodian, and when referring to BBH&Co. in its capacity as transfer agent, TA).
ADMINISTRATION AGREEMENTAdministration Agreement • May 3rd, 2013 • Cambria ETF Trust • Pennsylvania
THIS ADMINISTRATION AGREEMENT (this “Agreement”) is made as of the 30th day of August, 2012 (the “Effective Date”), by and between Cambria ETF Trust (the ‘Trust”), and SEI Investments Global Funds Services, a statutory trust formed under the laws of the State of Delaware (the “Administrator”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • May 3rd, 2013 • Cambria ETF Trust • Delaware
Agreement made as of April 29, 2013, between CAMBRIA ETF TRUST, a Delaware statutory trust (“Trust”), and Cambria Investment Management, L.P. (“Adviser”), a registered investment adviser under the Investment Advisers Act of 1940, as amended (“Advisers Act”).
AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • May 3rd, 2013 • Cambria ETF Trust • Pennsylvania
This Authorized Participant Agreement (this “Agreement”) is entered into as of this ___ day of __________ 20__ (the “Effective Date”), by and between _____________________ (the “Participant”) and SEI Investments Distribution Co. (together with its affiliates, the “Distributor”), principal underwriter of Cambria ETF Trust (the “Trust”), and is subject to acceptance by the Trust and Brown Brothers Harriman & Co. as transfer agent (the “Transfer Agent” or “Index Receipt Agent”) to each investment portfolio of the Trust (each, a “Series”). Capitalized terms used herein and not otherwise defined have the meaning assigned to them in SECTION 14 of this Agreement.
DISTRIBUTION AGREEMENTDistribution Agreement • May 3rd, 2013 • Cambria ETF Trust • Pennsylvania
THIS DISTRIBUTION AGREEMENT (this “Agreement’) is made as of this 30th day of August, 2012 by and between Cambria ETF Trust (the “Company”), a Delaware statutory trust, and SEI Investments Distribution Co. (the “Distributor”), a Pennsylvania corporation.
