0001144204-13-057020 Sample Contracts

AGREEMENT AND PLAN OF MERGER By and Among RCS Capital Corporation, ZOE ACQUISITION, LLC, and Investors Capital Holdings, Ltd. Dated as of October 27, 2013

Agreement and Plan of Merger • October 28th, 2013 • RCS Capital Corp • Security brokers, dealers & flotation companies • Delaware

• Contract Type
  Agreement and Plan of Merger
• Filed
  October 28th, 2013
• Company
  RCS Capital Corp
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  Delaware

THIS AGREEMENT AND PLAN OF MERGER, dated as of October 27, 2013 (this “Agreement”), is made by and among RCS Capital Corporation, a Delaware corporation (“Parent”), Zoe Acquisition, LLC, a Delaware limited liability company and a wholly-owned subsidiary of Parent (“Merger Sub”), and Investors Capital Holdings, Ltd., a Delaware corporation (the “Company”).