0001144204-13-057020 Sample Contracts

AGREEMENT AND PLAN OF MERGER By and Among RCS Capital Corporation, ZOE ACQUISITION, LLC, and Investors Capital Holdings, Ltd. Dated as of October 27, 2013

Merger Agreement • October 28th, 2013 • RCS Capital Corp • Security brokers, dealers & flotation companies • Delaware

• Contract Type
  Merger Agreement
• Filed
  October 28th, 2013
• Company
  RCS Capital Corp
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  Delaware

THIS AGREEMENT AND PLAN OF MERGER, dated as of October 27, 2013 (this “Agreement”), is made by and among RCS Capital Corporation, a Delaware corporation (“Parent”), Zoe Acquisition, LLC, a Delaware limited liability company and a wholly-owned subsidiary of Parent (“Merger Sub”), and Investors Capital Holdings, Ltd., a Delaware corporation (the “Company”).