FIRST AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AGREEMENT AND NOTELoan Agreement and Note • November 4th, 2013 • Hennessy Advisors Inc • Investment advice • Missouri
THIS FIRST AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AGREEMENT AND NOTE (this “Amendment”) is made and entered into as of November 1, 2013, by and between HENNESSY ADVISORS, INC., a California corporation (“Borrower”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (“Lender”), and has reference to the following facts and circumstances (the “Recitals”):
