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0001144204-13-062554 Sample Contracts

AGREEMENT AND PLAN OF MERGER By and Among RCS Capital Corporation, DOLPHIN ACQUISITION, LLC, and SUMMIT FINANCIAL SERVICES GROUP, INC. Dated as of November 16, 2013
Merger Agreement • November 18th, 2013 • Summit Financial Services Group Inc • Security brokers, dealers & flotation companies • Florida

THIS AGREEMENT AND PLAN OF MERGER, dated as of November 16, 2013 (as it may be amended or supplemented, this “Agreement”), is made by and among RCS Capital Corporation, a Delaware corporation (“Parent”), Dolphin Acquisition, LLC, a Delaware limited liability company and a wholly-owned subsidiary of Parent (“Merger Sub”) and Summit Financial Services Group, Inc., a Florida corporation (the “Company”).

Standard Contracts