FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGERAgreement and Plan of Merger • March 18th, 2014 • Summit Financial Services Group Inc • Security brokers, dealers & flotation companies • Florida
This FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER (this “Amendment”) is made and entered into as of March 17, 2014, by and among RCS Capital Corporation, a Delaware corporation (“Parent”), Dolphin Acquisition, LLC, a Delaware limited liability company and a wholly-owned subsidiary of Parent (“Merger Sub”), and Summit Financial Services Group, Inc., a Florida corporation (the “Company”), and amends that certain Agreement and Plan of Merger, dated as of November 16, 2013, by and among Parent, Merger Sub and the Company (the “Merger Agreement”). Capitalized terms used in this Amendment and not defined herein shall have the meanings given to such terms in the Merger Agreement.
