0001144204-14-023952 Sample Contracts

Shares* Alcentra Capital Corporation Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • April 22nd, 2014 • Alcentra Capital Corp • New York
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FORM OF INVESTMENT ADVISORY AGREEMENT BETWEEN ALCENTRA CAPITAL CORPORATION AND ALCENTRA NY, LLC
Investment Advisory Agreement • April 22nd, 2014 • Alcentra Capital Corp • New York

This Investment Advisory Agreement (this “Agreement”) made this __ day of April, 2014, by and between ALCENTRA CAPITAL CORPORATION, a Maryland corporation (the “Company”), and ALCENTRA NY, LLC, a Delaware limited liability company (the “Adviser”).

Alcentra NY, LLC
Investment Advisory Agreement • April 22nd, 2014 • Alcentra Capital Corp

Reference is hereby made to the Investment Advisory Agreement (the “Agreement”), dated April [●], 2014, by and between Alcentra Capital Corporation (the “Company”) and us. Capitalized terms used but not defined herein shall have the meaning ascribed to them in the Agreement.

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