0001144204-14-025181 Sample Contracts

Shares* Alcentra Capital Corporation Common Stock UNDERWRITING AGREEMENT

Underwriting Agreement • April 28th, 2014 • Alcentra Capital Corp • New York

• Contract Type
  Underwriting Agreement
• Filed
  April 28th, 2014
• Company
  Alcentra Capital Corp
• Jurisdiction
  New York

PURCHASE AGREEMENT BY AND BETWEEN ALCENTRA CAPITAL CORPORATION AND BNY MELLON- ALCENTRA MEZZANINE III, L.P. DATED AS OF APRIL 28, 2014 PURCHASE AGREEMENT

Purchase Agreement • April 28th, 2014 • Alcentra Capital Corp • New York

• Contract Type
  Purchase Agreement
• Filed
  April 28th, 2014
• Company
  Alcentra Capital Corp
• Jurisdiction
  New York

THIS PURCHASE AGREEMENT (this “Agreement”), dated as of April 28, 2014, is made by and between Alcentra Capital Corporation, a Maryland corporation (“Buyer”), and BNY Mellon-Alcentra Mezzanine III, L.P., a Delaware limited partnership (“Seller”). Buyer and Seller may be referred to individually herein as a “Party” and collectively as the “Parties”).