SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of May 8, 2014 among ALCENTRA CAPITAL CORPORATION as Borrower The LENDERS Party Hereto and ING CAPITAL LLC as Administrative Agent, Arranger and BookrunnerSenior Secured Revolving Credit Agreement • May 8th, 2014 • Alcentra Capital Corp • New York
within 90 days after the end of each fiscal year of the Borrower (commencing with the fiscal year ending December 31, 2014), the audited consolidated statement of assets and liabilities and the related statements of operations, statement of changes in net assets, statement of cash flows and related schedule of investments of the Borrower and its Subsidiaries as of the end of and for such year, setting forth in each case in comparative form the figures for the previous fiscal year (to the extent full fiscal year information is available), all reported on by KPMG LLP or other independent public accountants of recognized national standing to the effect that such consolidated financial statements present fairly in all material respects the financial condition and results of operations of the Borrower and its Subsidiaries on a consolidated basis in accordance with GAAP consistently applied (which report shall be unqualified as to going concern and scope of audit and shall not contain any ex
Custodian AgreementCustodian Agreement • May 8th, 2014 • Alcentra Capital Corp • Massachusetts
This Agreement, dated as of April ___, 2014, is between Alcentra Capital Corp., a corporation organized and existing under the laws of the State of Maryland (the “Fund”), and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).
GUARANTEE, PLEDGE AND SECURITY AGREEMENT dated as of May 8, 2014 among ALCENTRA CAPITAL CORPORATION as Borrower The SUBSIDIARY GUARANTORS Party Hereto ING CAPITAL LLC as Revolving Administrative Agent for the Revolving Lenders ING CAPITAL LLC as Term...Guarantee, Pledge and Security Agreement • May 8th, 2014 • Alcentra Capital Corp • New York
GUARANTEE, PLEDGE AND SECURITY AGREEMENT, dated as of May 8, 2014 (as amended, supplemented, or otherwise modified from time to time, this “Agreement”), among Alcentra Capital Corporation, a corporation duly organized and validly existing under the laws of the State of Maryland (the “Borrower”), Alcentra BDC Equity Holdings, LLC, a limited liability company duly organized and validly existing under the laws of the State of Delaware (the “Blocker Subsidiary”), each other entity that becomes a “SUBSIDIARY GUARANTOR” after the date hereof pursuant to Section 7.05 hereof (together with the Blocker Subsidiary, the “Subsidiary Guarantors” and, together with the Borrower and the Blocker Subsidiary, the “Obligors”), ING CAPITAL LLC, as administrative agent for the parties defined as “Lenders” under the Revolving Credit Agreement referred to below (in such capacity, together with its successors in such capacity, the “Revolving Administrative Agent”), ING CAPITAL LLC, as the lender under the Ter
PURCHASE AGREEMENT BY AND BETWEEN ALCENTRA CAPITAL CORPORATION BNY MELLON- ALCENTRA MEZZANINE III, L.P. AND ALCENTRA NY, LLC DATED AS OF MAY 8, 2014 PURCHASE AGREEMENTPurchase Agreement • May 8th, 2014 • Alcentra Capital Corp • New York
THIS PURCHASE AGREEMENT (this “Agreement”), dated as of May 8, 2014, is made by and between Alcentra Capital Corporation, a Maryland corporation (“Buyer”), BNY Mellon-Alcentra Mezzanine III, L.P., a Delaware limited partnership (“Seller”), and, solely for purposes of Section 2.5(c), Alcentra NY, LLC, a Delaware limited liability company (“Adviser”). Buyer and Seller may be referred to individually herein as a “Party” and collectively as the “Parties”).
Master ADMINISTRATION and Accounting AGREEMENTAnd Accounting Agreement • May 8th, 2014 • Alcentra Capital Corp • Massachusetts
This Master Administration and Accounting Agreement dated and effective as of ______________, 2014, is by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Administrator”), and each entity identified on Schedule A to this Agreement as the same may be amended from time to time (each, a “Company”, and, collectively, the “Companies” or a Subsidiary (as defined below); and together with the Administrator, each a “Party”, or the “Parties”).
SENIOR SECURED TERM LOAN CREDIT AGREEMENT dated as of May [ ], 2014 by and between ALCENTRA CAPITAL CORPORATION as Borrower and ING CAPITAL LLC, as LenderTerm Loan Credit Agreement • May 8th, 2014 • Alcentra Capital Corp • New York
SENIOR SECURED TERM LOAN CREDIT AGREEMENT dated as of May [ ], 2014 (this “Agreement”), by and between ALCENTRA CAPITAL CORPORATION, a Maryland corporation (the “Borrower”) and ING CAPITAL LLC, as lender (the “Lender”). WHEREAS, the Borrower has requested that the Lender extend credit to the Borrower pursuant to the obligations to provide the term loan as set forth herein and the Lender has agreed to extend such credit upon the terms and conditions hereof.
