At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • June 5th, 2014 • Stellus Capital Investment Corp • New York
Each of Stellus Capital Investment Corporation, a Maryland corporation (the “Company”), and Stellus Capital Management, LLC, a Delaware limited liability company (the “Adviser”), registered as an investment advisor under the Investment Advisers Act of 1940, as amended, and the rules and regulations thereunder (the “Advisers Act”), confirms its agreement (this “Agreement”) with MLV & Co. LLC (the “Agent”), as follows:
ContractAt Market Issuance Sales Agreement • June 5th, 2014 • Stellus Capital Investment Corp • New York
This letter agreement shall be governed by, and construed in accordance with, the internal laws of the State of New York without regard to the principles of conflicts of laws.
Raymond James & Associates, Inc.At Market Issuance Sales Agreement • June 5th, 2014 • Stellus Capital Investment Corp • New York
Re: At Market Issuance Sales Agreement dated June 4, 2014 (the “Sales Agreement”), by and among Raymond James & Associates, Inc. (“Agent”), Stellus Capital Investment Corporation (the “Company”) and Stellus Capital Management, LLC (the “Adviser”).
