SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • September 18th, 2014 • Sinocoking Coal & Coke Chemical Industries, Inc. • Steel works, blast furnaces & rolling mills (coke ovens) • New York
This SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of September 18, 2014, is by and among Sinocoking Coal & Coke Chemical Industries, Inc., a Florida corporation with headquarters located at Kuanggong Road and Tiyu Road, 10th Floor, ChengshiXin Yong She, Tiyu Road, Xinhua District, Pingdingshan, Henan Province 467000, People’s Republic of China (the “Company”), and each of the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively, the “Buyers”).
September 9, 2014Letter Agreement • September 18th, 2014 • Sinocoking Coal & Coke Chemical Industries, Inc. • Steel works, blast furnaces & rolling mills (coke ovens) • Georgia
This Agreement shall become effective upon the date it is signed by the Company (the “Effective Date”). The terms of such Placement(s) and the Securities shall be mutually agreed upon by the Company and the investors (each, an “Investor” and collectively, the “Investors”) and nothing herein enables the Placement Agent to bind the Company or any Investor. This Agreement and the documents executed and delivered by the Company and the Investors in connection with the Placement(s) shall be collectively referred to herein as the “Transaction Documents.” The date of each of the closings of the Placement(s) shall be referred to herein as the “Closing Date.” The Company expressly acknowledges and agrees that the Placement Agent’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by the Placement Agent to purchase or to sell any Securities and does not ensure the successful placement of any Securities or
