FORM OF NON-COMPETITION, NON-SOLICITATION AND NON-DISCLOSURE AGREEMENT [For Bernard D. Berman, Ivelin M. Dimitrov, Alexander C. Frank and Todd G. Owens]Non-Competition, Non-Solicitation and Non-Disclosure Agreement • September 25th, 2014 • Fifth Street Asset Management Inc. • Investment advice • Connecticut
Contract Type FiledSeptember 25th, 2014 Company Industry JurisdictionThis Non-Competition, Non-Solicitation and Non-Disclosure Agreement (“Agreement”) is entered into between [NAME] (“Employee”) and FSC CT, Inc. (“Fifth Street”), a Connecticut corporation, as of the [__] day of [MONTH], 2014. In this Agreement, Employee and Fifth Street are collectively referred to as the “parties”. The term “Company” as used in this Agreement includes Fifth Street and all direct and indirect subsidiaries and affiliates of Fifth Street, including, without limitation, Fifth Street Management LLC (the “Advisor”), Fifth Street Asset Management Inc. (“FSAM”), Fifth Street Holdings, L.P., Fifth Street Finance Corp. (the “BDC”), Fifth Street Senior Floating Rate Corp. (the “BDC II”), Fifth Street Senior Loan Fund I Operating Entity, LLC, Fifth Street Senior Loan Fund II Operating Entity, LLC, Fifth Street Credit Opportunities Fund, L.P., Fifth Street Mezzanine Partners II, L.P., Fifth Street Capital LLC, Fifth Street Capital West, Inc., FSC, Inc., FSC Midwest, Inc. and any en
INVESTMENT MANAGEMENT AGREEMENT dated as of February 18, 2014 by and between FIFTH STREET SENIOR LOAN FUND I OPERATING ENTITY, LLC AND FIFTH STREET MANAGEMENT LLCInvestment Management Agreement • September 25th, 2014 • Fifth Street Asset Management Inc. • Investment advice • New York
Contract Type FiledSeptember 25th, 2014 Company Industry JurisdictionThis INVESTMENT MANAGEMENT AGREEMENT (this “Agreement”) is made and entered into as of the 18th day of February, 2014, by and between FIFTH STREET SENIOR LOAN FUND I OPERATING ENTITY LLC, a Delaware limited liability company (the “Fund”) and FIFTH STREET MANAGEMENT LLC, a Delaware limited liability company (together with its successors and assigns, “Fifth Street”), as investment adviser and investment manager (in such capacity, the “Investment Manager”).
AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • September 25th, 2014 • Fifth Street Asset Management Inc. • Investment advice • Delaware
Contract Type FiledSeptember 25th, 2014 Company Industry JurisdictionTHIS AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT (as the same may be amended, supplemented or otherwise modified from time to time, this “Agreement”) made as of the 21st day of February, 2014, by and between FIFTH STREET MANAGEMENT LLC, a Delaware limited liability company, with its address at 77 West Putnam Avenue, Greenwich, CT 06830 (the “Investment Manager”), and FIFTH STREET CREDIT OPPORTUNITIES FUND, L.P., a Delaware limited partnership, having its registered office at c/o Corporation Trust Center, 1209 Orange Street, Wilmington, DE 19801 (the “Partnership”).