KCAP SENIOR FUNDING I, LLC SUBORDINATED NOTES DUE 2024 SUBORDINATED NOTE PURCHASE AGREEMENT By and Between KCAP SENIOR FUNDING I, LLC Issuer and KCAP SENIOR FUNDING I HOLDINGS, LLC Purchaser Dated as of December 8, 2014Subordinated Note Purchase Agreement • December 9th, 2014 • KCAP Financial, Inc. • New York
KCAP SENIOR FUNDING I, LLC NOTES U.S.$30,900,000 Class A-2 Senior Secured Floating Rate Notes due 2024 U.S.$3,600,000 CLASS B-2 SENIOR SECURED FLOATING RATE NOTES DUE 2024Collateral Management Agreement • December 9th, 2014 • KCAP Financial, Inc. • New York
FIRST SUPPLEMENTAL INDENTURE dated as of December 8, 2014 among KCAP SENIOR FUNDING I, LLC, as Issuer and to the Indenture, dated as of June 18, 2013, among the Issuer and the TrusteeFirst Supplemental Indenture • December 9th, 2014 • KCAP Financial, Inc. • New York
THIS FIRST SUPPLEMENTAL INDENTURE, dated as of December 8, 2014 (this “First Supplemental Indenture”), between KCAP Senior Funding I, LLC, a Delaware limited liability company (the “Issuer”) and U.S. Bank National Association, as Trustee (herein, together with its permitted successors and assigns, the “Trustee”), is entered into pursuant to the terms of the Indenture, dated as of June 18, 2013 among the Issuer and the Trustee (the “Indenture”). Capitalized terms used in this First Supplemental Indenture that are not otherwise defined herein have the meanings assigned thereto in the Indenture.
