TERRA CAPITAL MARKETS, LLC DEALER MANAGER AGREEMENT April 20, 2015Dealer Manager Agreement • May 12th, 2015 • Terra Income Fund 6, Inc. • New York
Terra Income Fund 6, Inc. (the “Company”) is a Maryland corporation that is a non-diversified, closed-end management investment company that intends to elect to be regulated as a business development company, or BDC, under the Investment Company Act of 1940, or the 1940 Act and that intends to elect to be treated for federal income tax purposes, and qualify annually thereafter, as a regulated investment company, or RIC, under Subchapter M of the Internal Revenue Code of 1986, as amended, or the Code. The Company proposes to offer up to 80,000,000 shares of common stock, $.001 par value per share (the “Shares”), for a purchase price of $12.50 per Share (subject in certain circumstances to discounts based upon the volume of shares purchased and for certain categories of purchasers), in the offering (the “Offering”), and Shares to be offered for a purchase price per Share of 95% of the price that Shares are sold in the Offering (as defined below) at the semi-monthly closing immediately fo
INVESTMENT ADVISORY AND ADMINISTRATIVE SERVICES AGREEMENT BETWEEN TERRA INCOME FUND 6, INC. AND TERRA INCOME ADVISORS, LLCAdministrative Services Agreement • May 12th, 2015 • Terra Income Fund 6, Inc. • New York
This Investment Advisory and Administrative Services Agreement (this “Agreement”) is made this 20th day of April, 2015, by and between TERRA INCOME FUND 6, INC., a Maryland corporation (the “Company”), and TERRA INCOME ADVISORS, LLC, a Delaware limited liability company (the “Advisor”).
EXHIBIT ADealer Agreement • May 12th, 2015 • Terra Income Fund 6, Inc.
Terra Capital Markets, LLC (the “Dealer Manager”) entered into a dealer manager agreement, dated as of April 20, 2015 (the “Dealer Manager Agreement”), with Terra Income Fund 6, Inc., a Maryland corporation (the “Company”), under which the Dealer Manager agreed to use its best efforts to solicit subscriptions in connection with the public offering (the “Offering”) for its shares of common stock, $.001 par value per share, of which amount: (i) up to 80,000,000 shares for a purchase price of $12.50 per share (subject in certain circumstances to discounts based upon the volume of shares purchased and for certain categories of purchasers) (the “Shares”), as well as (ii) shares offered pursuant to the Company’s distribution reinvestment plan, at a price equal to 95% of the price that Shares are sold in the Offering at the semi-monthly closing immediately following the distribution payment date, as described in the Prospectus (as defined below). Unless otherwise defined herein, capitalized t
ESCROW AGREEMENTEscrow Agreement • May 12th, 2015 • Terra Income Fund 6, Inc. • New York
THIS ESCROW AGREEMENT (this “Agreement”) is made and entered into as of this 20th day of April, 2015 by and among Terra Capital Markets, LLC, a Delaware limited liability company (the “Dealer Manager”), Terra Income Fund 6, Inc., a Maryland corporation (the “Company”), and UMB Bank, N.A., as escrow agent, a national banking association organized and existing under the laws of the United States of America (the “Escrow Agent”).
