UNDERWRITING AGREEMENT between BIORESTORATIVE THERAPIES, INC. and AEGIS CAPITAL CORP. BIORESTORATIVE THERAPIES, INC.Underwriting Agreement • September 25th, 2015 • BioRestorative Therapies, Inc. • Services-misc health & allied services, nec • New York
Contract Type FiledSeptember 25th, 2015 Company Industry JurisdictionThe undersigned, BioRestorative Therapies, Inc., a corporation formed under the laws of the State of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (as hereinafter defined) as being subsidiaries or affiliates of BioRestorative Therapies, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with Aegis Capital Corp. (hereinafter referred to as “you” (including its correlatives) or the “Underwriter”) as follows:
ContractStock Option Agreement • September 25th, 2015 • BioRestorative Therapies, Inc. • Services-misc health & allied services, nec • Delaware
Contract Type FiledSeptember 25th, 2015 Company Industry JurisdictionSTOCK OPTION AGREEMENT, made as of the 4th day of September, 2015, between BIORESTORATIVE THERAPIES, INC., a Delaware corporation (the “Company”), and EDWARD L. FIELD (the “Optionee”).
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • September 25th, 2015 • BioRestorative Therapies, Inc. • Services-misc health & allied services, nec • New York
Contract Type FiledSeptember 25th, 2015 Company Industry JurisdictionWARRANT AGENCY AGREEMENT (this “Warrant Agreement”) made as of [·], 2015 (the “Issuance Date”), between BioRestorative Therapies, Inc., a Delaware corporation (the “Company”), and Island Capital Management, LLC (doing business as Island Stock Transfer), the Company’s transfer agent, with offices at 15500 Roosevelt Blvd, Suite 301, Clearwater, FL 33760 (“Warrant Agent”). Capitalized terms used but not defined herein shall have the meanings ascribed to them in the Warrant Certificate (as defined in Section 2.1).
ContractStock Option Agreement • September 25th, 2015 • BioRestorative Therapies, Inc. • Services-misc health & allied services, nec • Delaware
Contract Type FiledSeptember 25th, 2015 Company Industry JurisdictionSTOCK OPTION AGREEMENT, made as of the 4th day of September, 2015, between BIORESTORATIVE THERAPIES, INC., a Delaware corporation (the “Company”), and A. JEFFREY RADOV (the “Optionee”).
BioRestorative Therapies, Inc.Consulting Agreement • September 25th, 2015 • BioRestorative Therapies, Inc. • Services-misc health & allied services, nec • New York
Contract Type FiledSeptember 25th, 2015 Company Industry JurisdictionReference is made to the Consulting Agreement, dated as of February 17, 2011, between BioRestorative Therapies, Inc. (formerly Stem Cell Assurance, Inc.) (the “Company”) and TDA Consulting Services, Inc. (the “Consultant”), as amended (the “Consulting Agreement”).
STOCK OPTION AGREEMENT, made as of the 4th day of September, 2015, between BIORESTORATIVE THERAPIES, INC., a Delaware corporation (the “Company”), and Mark weinreb (the “Optionee”). WHEREAS, the Optionee serves as the Chief Executive Officer and...Stock Option Agreement • September 25th, 2015 • BioRestorative Therapies, Inc. • Services-misc health & allied services, nec • Delaware
Contract Type FiledSeptember 25th, 2015 Company Industry JurisdictionWHEREAS, the Company and the Optionee are parties to an Executive Employment Agreement dated as of March 9, 2015 (the “Employment Agreement”); and