2,000,000 Shares NEWTEK BUSINESS SERVICES CORP. Common Stock, Par Value $0.02 Per Share Underwriting Agreement Dated October 8, 2015Underwriting Agreement • October 15th, 2015 • Newtek Business Services Corp. • New York
Newtek Business Services Corp., a Maryland corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A (the “List of the Underwriters”) attached hereto (collectively, the “Underwriters”) an aggregate of 2,000,000 shares (the “Firm Offered Shares”) of its Common Stock, par value $0.02 per share (the “Common Stock”), in accordance with the terms and conditions set forth in this Underwriting Agreement (the “Agreement”). In addition, the Company has granted to the Underwriters an option to purchase up to an additional 300,000 shares (the “Optional Offered Shares”) of Common Stock, as provided in Section 2 (the “Purchase, Sale, and Delivery of the Offered Shares”). The Firm Offered Shares and, if and to the extent such option is exercised, the Optional Offered Shares are collectively called the “Offered Shares.” Keefe, Bruyette & Woods, Inc. (“Keefe, Bruyette & Woods”) and Raymond James & Associates, Inc. (“Raymond James”) have agreed to act as re
