ContractPurchase Warrant • October 27th, 2015 • JOINT Corp • Patent owners & lessors • Delaware
THE REGISTERED HOLDER OF THIS PURCHASE WARRANT BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS PURCHASE WARRANT EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS PURCHASE WARRANT AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS PURCHASE WARRANT FOR A PERIOD OF ONE HUNDRED EIGHTY DAYS FOLLOWING THE EFFECTIVE DATE (DEFINED BELOW) TO ANYONE OTHER THAN (I) ROTH CAPITAL PARTNERS, LLC OR FELTL AND COMPANY, INC. OR AN UNDERWRITER OR A SELECTED DEALER PARTICIPATING IN THE OFFERING, OR (II) A BONA FIDE OFFICER OR PARTNER OF ROTH CAPITAL PARTNERS, LLC OR FELTL AND COMPANY, INC. OR OF ANY SUCH UNDERWRITER OR SELECTED DEALER.
EMPLOYMENT AGREEMENTEmployment Agreement • October 27th, 2015 • JOINT Corp • Patent owners & lessors • Arizona
THIS AGREEMENT (the “Agreement”) dated as of October 23, 2015 is made and entered into by and between The Joint Corp., a Delaware corporation (the “Company”), and John B. Richards (the “Executive”).
Stock Option Agreement (Incentive Stock Option Granted Under The Joint Corp. Amended and Restated 2014 Incentive Stock Plan)Stock Option Agreement • October 27th, 2015 • JOINT Corp • Patent owners & lessors • Arizona
Subject to the following terms, The Joint Corp., a Delaware corporation (the Company), grants to the following employee of the Company (Grantee), as of the following grant date (the Grant Date), an incentive stock option (the Option) to purchase the following number of shares of the Company’s common stock, par value $.001 per share (the Option Shares), at the following purchase price per share (the Exercise Price), exercisable in installments in accordance with the following vesting schedule, subject to expiration on the following expiration date (the Expiration Date):
Stock Option Agreement (Nonstatutory Stock Option Granted Under Article 7, Annual Option Grants, The Joint Corp. Amended and Restated 2014 Incentive Stock Plan)Stock Option Agreement • October 27th, 2015 • JOINT Corp • Patent owners & lessors • Arizona
Subject to the following terms, The Joint Corp., a Delaware corporation (the Company), grants to the following director of the Company (Grantee), as of the following grant date (the Grant Date), a nonstatutory stock option (the Option) to purchase the following number of shares of the Company’s common stock, par value $.001 per share (the Option Shares), at the following purchase price per share (the Exercise Price), exercisable in accordance with the following vesting schedule, subject to expiration on the following expiration date (the Expiration Date):
Restricted Stock Award (The Joint Corp. 2014 Incentive Stock Plan)Restricted Stock Award • October 27th, 2015 • JOINT Corp • Patent owners & lessors • Arizona
Subject to the following Terms of Award, The Joint Corp., a Delaware corporation (the Company), hereby grants to Francis T. Joyce, an executive of the Company (the Executive), 95,000 restricted shares of the Company’s Common Stock, par value $.001 per share (the Restricted Shares) as of December 16, 2014 (the Grant Date).
