FORM OF DEALER MANAGER AGREEMENT Up to $_______,000,000 in Shares of Common Stock, $0.001 par value per share March ____, 2016Dealer Manager Agreement • March 11th, 2016 • VII Peaks Co-Optivist Income BDC II, Inc. • Delaware
The Company has entered into an investment advisory agreement, dated as of August 20, 2013 (the “Investment Advisory Agreement”), with VII Peaks Capital, LLC, a Delaware limited liability company registered as an investment adviser (the “Adviser”) under the Investment Advisers Act of 1940, as amended, and the rules and regulations thereunder (collectively, the “Advisers Act”).
